Operational Compliance Associate, Fund Operations / Associate Level
Core
Embed operational compliance practices, regulatory reporting, and governance controls within a fund registry and investor administration platform.
Role type
Associate-level operational compliance specialist (fund registry)
Builds
Scalable operational compliance frameworks, regulatory reporting processes, and control assurance activities
Domain
Financial services / Fund administration / Regulatory compliance
Required skills
Operational compliance in financial services, embedding controls into processes, audit and regulatory review support, risk-based judgement, interpreting regulations, stakeholder engagement, operational systems proficiency
Preferred skills
Fund registry or fund administration exposure, compliance/risk/governance certification, process redesign and control automation, GRC systems or workflow tools experience
Technologies
GRC systems, workflow tools, automation platforms
Responsibilities
Support delivery of the Fund Registry operational compliance framework, complete FATCA/CRS reporting and testing, perform operational controls and assurance activities, support internal and external audits, work with Risk & Compliance teams on regulatory change implementation, manage incident and breach processes, maintain risk and reporting registers, support root-cause analysis and continuous improvement initiatives, provide practical guidance to frontline teams, identify opportunities to streamline and automate controls, assist with documentation and evidence management
Seniority
Associate, hands-on IC