Senior Associate, Compliance
Core
Oversee regulatory compliance requirements for Ares' EU operations, including conflicts management, regulatory reporting, and adherence to CSSF Circular 18/698.
Role type
Senior Associate, Regulatory Compliance
Builds
Compliance monitoring programs, regulatory reports, and board packs for EU operations
Domain
Asset Management / Investment Funds / EU Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory compliance knowledge, risk assessment, policy development, regulatory reporting, conflict management, compliance technology proficiency
Preferred skills
Advanced degree or certification, experience in Alternatives segment, knowledge of complex corporate entity and investment fund types
Technologies
Compliance system technology
Responsibilities
Perform day-to-day compliance tasks including conflicts management and regulatory reporting; Assess internal policies and supervise corrective measures; Monitor adherence to compliance policies and prepare reports for senior management; Identify vulnerabilities and develop risk mitigation controls; Assist in creating training materials for European staff; Prepare periodic reports for regulatory authorities.
Seniority
Senior, hands-on IC
