Senior Manager, Bank Regulatory Compliance
Core
Serves as compliance officer for the U.S. operation of the Bank of Nova Scotia, ensuring adherence to bank regulatory and treasury compliance programs across multiple licensed offices.
Role type
Senior Manager, Bank Regulatory Compliance
Builds
Bank regulatory and treasury compliance programs for U.S. banking offices
Domain
Banking / Regulatory Compliance
Required skills
Bank regulatory compliance, Treasury compliance, U.S. banking laws, Risk assessment, Regulatory change management, Investigative process, Training development, Operational risk management, AML/ATF/sanctions compliance, Conduct risk management
Preferred skills
U.S. securities and commodities laws, Consumer regulatory experience
Technologies
N/A
Responsibilities
Lead and drive a customer-focused culture by assisting the U.S. Legal Department and global business line Compliance teams; Coordinate the BNS' bank regulatory and treasury compliance program for U.S. activities; Provide strategic advice on the impact of new laws and banking regulations; Maintain and update Bank Regulatory Compliance control procedures; Oversee monitoring of regulatory developments and enforcement actions; Analyze the impact of new business initiatives for permissibility under legal structures; Participate in risk assessments and mapping of regulatory requirements; Account for the investigative process related to non-compliance; Assist in developing compliance training programs; Champion the Bank's risk culture and risk appetite statement.
Seniority
Senior Manager