Corporate Governance Compliance
2,503 open positions
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Regulatory Response Coordinator NetwealthMelbourne Office 6d Coordinate and administer regulator interactions and contentious matters across the group, maintaining accurate records and supporting the collation of response packs.
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Manager, Supervision – Advertising Review RaymondjamesSaint Petersburg, Florida - United States 6d Lead a team responsible for reviewing advertising, social media, and communications across Raymond James to ensure alignment with regulatory requirements.
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Legal and regulatory compliance Advisor DesjardinsLévis, CA 6d Design, implement, and monitor legal and regulatory compliance frameworks and action plans to ensure officer and employee behaviors align with organizational standards.
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Summer Student - Legal GodirectAtlanta, GA, US $56k6d Summer student supporting the Legal team in investment management with focus on regulatory filings, commercial agreements, and legal research.
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Manager, Cross Border - CIB (12-month Fixed Term Contract) LbgLondon, GB £67k–£87k6d Manager in the Cross Border team of the Corporate & Institutional Banking (CIB) Chief Controls Office, navigating cross-jurisdictional risks and regulatory requirements.
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Vice President, Transaction Banking Lawyer - Location Agnostic MufgubHong Kong - Airside 6d Provide practical and risk-sensitive legal support for the Transaction Banking business, shaping trade finance, supply chain finance, and cash management products across the APAC region.
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Head of Compliance Governance SunlifeTaguig City, National Capital Region (Manila), PH 6d Overall management of the compliance function for Philippine entities under the Sun Life Group, ensuring adherence to regulatory requirements and internal policies.
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Vice President & Deputy General Counsel, Corporate FreshworksSan Mateo, CA, us 6d Senior in-house legal leader managing corporate governance, securities compliance, SEC reporting, and enterprise risk for a global public technology company.
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Director Capital.ComOntario 6d Provide oversight and constructive challenge on the Company's strategy, objectives, performance, governance, risk management, internal controls, compliance, and financial soundness.
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Senior Legal Counsel, Trust and Advisory Northern TrustChicago, IL, US $160k–$272k6d Senior attorney advising Northern Trust's Wealth Management business on trust, estate, guardianship, and transfer tax matters, including fiduciary document review and litigation oversight.
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Vice President, Deputy General Counsel, Product, Regulatory & Litigation AffirmRemote $370k–$415k6d Senior legal leader responsible for Product, Regulatory, Innovation, Licensing, Litigation & Enforcement functions globally, partnering with executives to drive strategy and manage complex consumer financial risks.
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Juriste / avocat financier - sociétés cotées H/F AMF - Autorité des Marchés financiersParis, Ile-de-France, FR 6d Provide legal expertise to the AMF's operational divisions on financial operations, public offers (OPA-OPE-OPR), crypto-asset public offers, and regulated information.
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Director of ERISA Compliance HumaninterestUnited States, Remote 6d Strategic leadership role ensuring Human Interest's retirement platform operates with regulatory precision under ERISA, DOL, and IRS guidelines while driving innovation in compliance workflows.
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AVP - Listing Regulation and Enforcement Hong Kong Exchanges and Clearing LimitedHong Kong, Hong Kong, HK 6d Lead a sub-team to monitor 80-120 listed issuers for Listing Rules compliance, handle waiver applications, and resolve complex market issues.
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Disclosures Business Analyst - Regulatory Reporting Selby JenningsLondon, England, GB 6d Analyze and improve global regulatory disclosure processes, systems, and controls for EU SSR and US 13F reporting.
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Senior Legal Counsel (Corporate) WiseRemote 6d Senior in-house legal counsel providing strategic corporate law advice, governance, and transaction support for a dual-listed global fintech group.
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Document Specialist I Principal FinancialHyderabad, India 7d Identify, interpret, and communicate complex legislative, regulatory, and compliance issues affecting retirement documents; develop document solutions for internal and external clients.
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AVP Business Compliance (WPB), Chinese Securities HaysHong Kong, Hong Kong, HK 7d Business Compliance AVP supporting Wealth Management, Private Banking, and Financial Markets businesses by ensuring regulatory alignment and implementing compliance frameworks.
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T&L: Senior Manager / Director - Corporate Secretarial Services DeloitteSingapore, Singapore, SG 7d Lead and shape the entire corporate secretarial desk in Singapore and Southeast Asia, ensuring full statutory compliance and driving practice growth.
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Manager - Singapore Control Room Compliance TD Bank GroupSingapore, Singapore, SG 7d Managing and mitigating conflicts of interest within TD Securities' Corporate and Investment Bank and advisory businesses across TD Enterprise.
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Compliance Surveillance Kennedy PearceLondon, England, GB £85k7d Reviewing and analyzing trading and e-communication surveillance alerts, documenting resolutions, and communicating findings to management.
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Assistant Company Secretary - 6 month Fixed Term Contract Non-disclosedLondon, England, GB 7d Provide company secretarial and governance services to the Executive Management Committee, Management Operations Committee, and Board of Directors, while supporting an associated charitable foundation in a volunteer capacity.
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Compliance Officer JobgetherRemote 7d Develop, maintain, and strengthen the organization's compliance framework within a highly regulated legal and financial services environment by translating complex legal requirements into clear policies and procedures.
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Associate, Compliance - Regulatory PIMCOSydney, New South Wales, AU 7d Managing and administering the firm's compliance programme covering marketing material review, compliance monitoring, AML/KYC checks, incident management, licensing, governance, audit coordination, training, and client due diligence.
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Director, Corporate Counsel PGIMDublin, Leinster, IE 7d Corporate Counsel supporting the expanding PGIM Global Wealth business by providing legal advice on fund structures, cross-border marketing, and commercial contracts.
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Junior Associate - Company Secretarial Iq-EqPort Louis, Port Louis District, mu 7d Support day-to-day corporate secretarial activities including board packs, annual meetings, resolutions, and statutory registers for a diverse portfolio of clients.
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Outsourcing & Governance Senior Associate JPMorgan Chase & Co.Dublin, Leinster, IE 7d Shape and strengthen outsourcing governance frameworks across regulated legal entities in Ireland, ensuring effective oversight, high-quality reporting, and proactive risk mitigation.
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2027 Regulatory Summer Internship - London FCALondon, England, GB £26k7d 10-week summer internship for penultimate-year students to gain insight into financial regulation, consumer protection, and market integrity at the FCA.
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Director, Corporate Counsel Prudential Financial, Inc.Dublin, Leinster, IE 7d Corporate Counsel supporting the expanding PGIM Global Wealth business by providing legal advice on fund structures, cross-border marketing, and commercial contracts.
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Legal Counsel - Investment Legal Fidelity InternationalLondon, England, GB 7d Provide pragmatic legal advice on fixed income and equity capital markets transactions, including cornerstone investments, private taps, and unlisted equity/debt deals for Fidelity's European investment business.
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CASS Oversight Manager (f/m/d) Upvest GmbHRemote 7d Ensure client money and custody assets held by Upvest Securities are protected, segregated, and accounted for in full compliance with the FCA's Client Assets Sourcebook (CASS).
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Senior Corporate Secretarial & Governance Paralegal NavanLondon, England, GB 7d Managing global subsidiary governance, corporate compliance, and entity administration for a portfolio of 41 entities across 21 countries.
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Associate - Hedge Funds Simmons & Simmons LLPLondon, England, GB 7d Associate providing legal advice on the establishment, structuring, operation, and ongoing regulation of hedge funds.
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Senior Compliance Manager Radius LimitedCrewe, England, GB 7d Lead the development and delivery of the organisation's compliance plan, ensuring activities are risk-based and aligned to key regulatory priorities, while translating regulatory developments into practical business guidance.
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Rechtsexpert*in Bank- und Kapitalmarktaufsichtsrecht Investitionsbank des Landes BrandenburgPotsdam, Brandenburg, DE €86k–€90k7d Legal expert responsible for advising on banking and capital markets regulatory compliance, developing internal policies, and representing the bank in legal matters.
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Head of Group Compliance Assurance & Oversight (f/m/d) Deutsche BörseFrankfurt am Main, Hessen, DE 7d Lead Group Compliance Assurance & Oversight to support control governance, risk management, and compliance culture across the Deutsche Börse Group.
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Trade Surveillance Manager Life TradingSydney, New South Wales 7d Manage proprietary trade surveillance to ensure regulatory compliance and adherence to company standards.
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Compliance Manager Automic People ConnectSydney, New South Wales 7d Maintain and enhance the Compliance Management System, monitor regulatory obligations, and provide independent oversight for a technology-driven investor administration firm.
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Compliance Manager - Regulatory Compliance Bank of SingaporeHong Kong, Hong Kong, HK 7d Support and implement regulatory compliance efforts for the Bank, promoting an ethical and legally compliant business culture.
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AVP, VP Legal Counsel HARBRIDGE PARTNERSHong Kong, Hong Kong, HK 7d Senior legal counsel specializing in securities, derivatives, and regulatory compliance for a global financial services firm.
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Senior Analyst Communications Compliance EmpowerKA Bangalore, IN 7d Review and approve complex public, retail, institutional, and internal communications for compliance with FINRA, SEC, state securities, and insurance regulations.
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Senior Compliance Specialist – Investigator GeaerospaceTaoyuan City, TW 7d Lead and conduct independent investigations into alleged violations of law or company policy, including complex matters like finance, conflict of interest, quality, EHS, IT security, and competition law.
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Enterprise Compliance Policy Lead UsbankMinneapolis, MN, US $133k–$157k7d Managing a portfolio of Compliance Program and consumer regulatory policies (e.g., FCRA, TILA, RESPA, FDPA, and EFTA), leading the end-to-end policy lifecycle including development, review, impact assessment, approval, implementation, maintenance, and…
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Compliance Analyst Intern - July 2027 | Luxembourg (M/F) ArdianLuxembourg 7d Intern supporting the Compliance department in performing AML/CFT due diligences, monitoring transfer agents, preparing regulatory reports, and reviewing board materials for a Luxembourg investment fund subsidiary.
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Wealth Management Registered Supervisor - Vice President MorganstanleyToronto, Ontario, Canada 7d First-Tier supervision of retail accounts, ensuring adherence to business ethics, regulatory compliance, and risk management practices for a wealth management firm.
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Rechtsanwalt (m/w/d) Finanzaufsichtsrecht in Frankfurt LinklatersFrankfurt, DE 7d Providing regulatory advice to financial market participants on the interplay between state supervision and market actors, including digitalization of the financial sector.
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Analyst, Global KYC↗ ScotiabankBogotá, CUN, CO 7d Ensures client data and documentation compliance with regulations and internal policies for corporate clients across multiple product areas.
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Head of Senior Managers Regime Office and UK Regulatory Liaison Manager, VP StatestreetLondon, England 7d Lead State Street's framework for adherence to the UK Senior Managers and Certification Regime (SMCR), providing strategic oversight of governance, regulatory accountability, and implementation across seven UK-regulated entities while serving as a key liaison…
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