Corporate Governance Compliance
1,026 open positions
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Lawyer: Financial Services Regulatory (FSR) Naiman ClarkeBrisbane City, Queensland 9d Provide regulatory and compliance advice, establish and structure investment funds, and handle corporate transactions for financial services clients.
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Global Advisory & Markets, Trading Documentation Group, Associate/Vice President, Sydney Goldman SachsSydney, New South Wales 9d Negotiate and execute trading and regulatory documentation for equity derivatives, including ISDA suites, credit support arrangements, and initial margin documents.
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Regulatory & Documentation Advisor Chatham FinancialSydney, New South Wales 9d Review, analyze, and negotiate derivative agreements (ISDA Master Agreements, Credit Support Annexes, etc.) and interpret global derivatives regulations for clients in real estate, private equity, infrastructure, corporate, and emerging markets sectors.
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APPLICATION CLOSED -Consultant Gig #946–Sydney–Banking Shariah Compliance Specialist Internal Consulting GroupRemote 9d Perform Shariah compliance review or assurance for an Authorised Deposit-taking Institution (ADI)/ restricted ADI.
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Associate Director, Regulatory Change & Enablement SS&CSydney, New South Wales 9d Provide regulatory advisory, impact assessment, and enablement services for Asset Services, supporting Transfer Agency and Fund Accounting operations.
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Senior Legal Counsel - Regulatory and Disputes, Enterprise Legal RestSydney, New South Wales 9d Provide legal advice to business units, the Board, and management on regulatory, licensing, compliance, and dispute matters for a superannuation fund.
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Risk & Compliance Adviser Clayton UtzSydney, New South Wales 9d Provide commercial, pragmatic advice on risk and compliance to ensure the firm mitigates risk and meets legal regulatory obligations across national operations.
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Manager, Regulatory Compliance - Mercer Super Marsh McLennanMelbourne, Victoria 9d Support the Senior Manager in delivering compliance activities and framework uplift for a superannuation fund, navigating complex regulatory environments to ensure compliant outcomes for members.
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Senior Manager, Product Disclosure & Governance Equity TrusteesMelbourne, Victoria 9d Provide subject matter expertise on investment products and disclosure obligations to ensure accurate, compliant, and market-leading disclosure documents for managed funds, unit trusts, and ETFs.
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Senior Manager - Regulatory Compliance (APAC) CrawfordNew South Wales 9d Lead regulatory strategy, governance, and risk oversight across Australia and Asia, acting as AML/CTF Compliance Officer and AFSL Responsible Manager.
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Lawyer (0-2 PQE) – Regulatory Affairs - Financial Services & Insurance - Full Time - 6 Month Contract YegalSydney, New South Wales 9d Junior lawyer supporting regulatory risk management, policy advocacy, and compliance within a financial services and insurance business.
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Senior Compliance Manager Humm GroupSydney, New South Wales 9d Provide practical compliance advice, manage incidents, and ensure regulatory adherence for a diversified non-bank financial services institution.
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Special Counsel - Technology & Privacy, AI, AML - Sydney & Brisbane Novum GlobalBrisbane, Queensland 9d Advise clients on data protection, AI governance, anti-money laundering (AML) compliance, and technology law, helping them navigate regulatory landscapes and manage risk in the digital economy.
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Director, Legal, Brookfield Capital Solutions BrookfieldNew York, New York, US $200k–$250k9d Lead attorney supporting Brookfield's Capital Solutions business in origination, syndication, and structured finance activities, while managing corporate governance and regulatory compliance.
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Senior Institutional Risk Officer MsTempe, Arizona, United States of America $120k–$170k9d Senior Institutional Risk Officer responsible for supervisory, compliance, and risk functions for the Institutional Infrastructure Solutions (IIS) Market, ensuring adherence to laws, regulations, and firm policies.
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Corporate Compliance - SrMgr - Compliance Advisory Services↗ Golden 1 Credit UnionSacramento, CA, US $147k–$147k9d Sr. Manager leading compliance advisory services for HR, Privacy, and Records Management domains, embedding regulatory requirements into enterprise initiatives and risk management.
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Business Compliance Manager (Whistleblowing)↗ RevolutRemote $186k–$186k9d Manage whistleblowing operations by triaging reports, conducting confidential investigations, and advising on regulatory compliance for a global financial super app.
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Surveillance Analyst AdvisorgroupAtlanta, GA, US $50k–$50k9d Conduct ongoing surveillance of trading activity, communications, and transactional data to identify potential compliance violations in the financial securities industry.
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Associate NrfRemote 9d Mid-senior lawyer advising financial institutions and corporates on complex cross-border derivatives and structured finance transactions.
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Institutional Legal Lawyer – EMEA Legal & Compliance BlackRockEdinburgh, Scotland, GB 9d Provide strategic legal advice and risk management for BlackRock's institutional client businesses, Multi-Asset Strategies, and captive life insurance vehicle across the EMEA region.
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Director of Compliance CreditgenieNew York, NY 9d Manage and maintain the company's compliance program to ensure regulatory and legal adherence while enabling the efficient build of consumer-facing financial products.
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Compliance Analyst↗ Harbourfront Wealth ManagementBurlington, ON, CA $90k–$90k9d Ensure investment fund operations and products comply with Canadian regulatory requirements by monitoring controls, reviewing materials, and supporting filings.
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Compliance Officer MizuhoGermany - Frankfurt 9d Support the Chief Compliance Officer in enhancing compliance and Anti-Money Laundering frameworks, preparing regulatory reports, and providing advice on M&A and private capital transactions.
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Risk and Compliance Lawyer FreshfieldsNew York, US 9d Advise the partnership on business acceptance issues, conflicts of interest, sanctions, and regulatory compliance for a major international law firm.
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Director, Assistant General Counsel- Fair Lending CapitaloneMcLean, VA, US $210k–$210k9d Enterprise-wide legal subject matter expert on fair lending laws, regulations, and guidance for business credit, including the CRA, HMDA, and Section 1071 of the Dodd-Frank Act.
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Privacy & Regulatory Counsel PlaidSan Francisco HQ 9d Partner with cross-functional teams to analyze complex legal and regulatory issues, provide practical guidance, and support business initiatives in compliance with applicable laws and regulations for a financial data infrastructure company.
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Senior Content Specialist LsegIND-Bangalore-A, RMZ Infinity 9d Research evolving Sustainable Finance and Investments (SFI) regulations and convert them into content opportunities for business and operations teams.
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Assistant Manager CIB Compliance Advisory LbgLondon, GB $45k–$45k9d Provide specialist risk leadership, advice, challenge, and oversight to Corporate & Institutional Banking (CIB) stakeholders to ensure regulatory requirements and internal policies are applied proportionately.
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Risk & Compliance Analyst BridgitSydney, New South Wales 9d Provide independent second-line oversight to manage regulatory and operational risk for a non-bank lender, ensuring compliance frameworks are proportionate and embedded in operations.
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Regulatory Analyst CorpaySydney, New South Wales 9d Support CORPAY's global regulatory strategy for payment and FX derivatives operations, focusing on financial services licence applications and regulatory compliance across multiple jurisdictions.
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Senior Business Analyst CSRD ( M/F/D ) EverienceBrussels, Brussels, be 10d Support a financial services program for implementing the Corporate Sustainability Reporting Directive (CSRD), including aftercare and preparation for the next reporting cycle.
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Business Compliance Officer Standard-Bank-GroupLusaka, Lusaka Province, zm 10d Enable execution of Compliance Risk Management processes within a specific business/functional area to ensure compliant operations and avoid operational losses, fines, or reputational damage.
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Associate Executive - Secretarial Iq-EqPort Louis, Port Louis District, mu 10d Support corporate governance and regulatory activities including corporate actions, statutory filings, and compliance processes for an Investor Services group.
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(Senior) Consultant* - Meldewesen / Regulatory Reporting CapcoAustria - Vienna 10d Advise clients on the analysis, conception, and optimization of transaction-based regulatory reporting processes.
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Complaints Analyst III CoinbaseRemote - Ireland $54k–$54k10d Own end-to-end investigation and resolution of consumer, regulatory, and litigation support complaints to ensure fair, timely, and compliant outcomes.
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VP, Counsel - Registered Funds PimcoNewport Beach, CA USA $205k–$205k10d Provide legal support for PIMCO's U.S. registered funds platform, ensuring compliance with the Investment Company Act of 1940 and related regulations.
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CDD Reviewer↗ Standard Chartered BankSingapore, S00, SG 10d Review new business submissions from Private Banking to Singapore Trust Company, support fiduciary reviews of trust structures, and assist in reviewing/approving new account openings and periodic reviews for Private Banking clients.
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Senior Counsel, Wealth Management BmoToronto, ON, CAN $105k–$105k10d Provides and manages legal and regulatory advice for BMO Financial Group's Wealth Management Group, focusing on securities, products, and initiatives.
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Senior Corporate Counsel - Corporate SnowflakeUS-CA-Menlo Park 10d Senior Corporate Counsel supporting a public company's legal function with focus on securities law compliance, corporate governance, and equity compensation.
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VP Legal & Regulatory Affairs -ESH(Must Live In New York) CareSourceNew York WFH, US $150k–$150k10d Lead legal, compliance, and regulatory affairs for ElderServe Health (ESH), ensuring adherence to laws, regulations, and government program requirements while supporting strategic business objectives.
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Assistant General Counsel, VP - Equity Finance WfNEW YORK, NY $191k–$191k10d Senior in-house legal advisor supporting equity finance operations including prime brokerage, stock loans, and derivatives.
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