Compliance Manager
Core
Maintain and enhance the Compliance Management System, monitor regulatory obligations, and provide independent oversight for a technology-driven investor administration firm.
Role type
Senior IC compliance manager (financial services)
Builds
Compliance Management System, regulatory obligations register, risk-based monitoring programs
Domain
Financial services / Investor administration / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Regulatory framework knowledge, AML/CTF compliance, Privacy compliance, Compliance monitoring program design, Regulatory change management, Risk assessment, Compliance reporting, GRC platform proficiency
Preferred skills
Data analytics, Automation, Technology-enabled compliance solutions, Jira
Responsibilities
Maintain the regulatory obligations register, Monitor regulatory developments and perform horizon scanning, Assess and coordinate regulatory change implementation, Design and deliver risk-based compliance monitoring programs, Analyse monitoring results and incidents, Support identification and escalation of compliance breaches, Prepare compliance reporting for management and governance forums, Provide practical compliance advice to business stakeholders, Support delivery of compliance training programs, Identify opportunities to enhance processes via technology
Seniority
Senior, hands-on IC