CASS Oversight Manager (f/m/d)
Hybrid
Core
Ensure client money and custody assets held by Upvest Securities are protected, segregated, and accounted for in full compliance with the FCA's Client Assets Sourcebook (CASS).
Role type
Senior IC regulatory oversight manager (client assets).
Builds
Scalable financial infrastructure and investment API for fintechs and financial institutions.
Domain
Financial services / Regulatory compliance (FCA CASS).
Required skills
CASS 6-10 expertise, client money calculations, reconciliation methods, breach handling, CMAR reporting, CASS audits, regulatory analysis, stakeholder management.
Preferred skills
CISI Client Assets Specialist qualification, accounting or audit background.
Technologies
FCA CASS rules, SMCR context, TISA forums.