Manager, Supervision – Advertising Review
Core
Lead a team responsible for reviewing advertising, social media, and communications across Raymond James to ensure regulatory compliance and support business efficiency.
Role type
Manager, Supervision – Advertising Review
Builds
Supervisory processes and regulatory decision frameworks for financial advisors
Domain
Financial Services / Securities Regulation
Deliverable
dashboards & analysis
Required skills
FINRA Rule 2210 knowledge, SEC advertising requirements expertise, team coaching, regulatory judgment, process improvement, cross-functional partnership
Preferred skills
Investment Company Act knowledge, Investment Advisers Act knowledge, ERISA/DOL requirements knowledge, additional securities licenses
Technologies
N/A
Responsibilities
Lead and develop a talented team; Partner with Financial Advisors and business leaders; Navigate complex advertising scenarios; Oversee advertising reviews; Drive consistency and efficiency in workflows; Educate and influence business partners; Collaborate to resolve escalations; Manage team performance and priorities
Seniority
Manager, hands-on leadership