Director
Core
Provide oversight and constructive challenge on the Company's strategy, objectives, performance, governance, risk management, internal controls, compliance, and financial soundness.
Role type
Senior IC board director (financial services)
Domain
Financial services / Trading / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Board governance, risk management, financial reporting, regulatory compliance, capital adequacy, strategic oversight, ethical culture promotion, regulatory engagement
Preferred skills
CIRO-regulated investment dealer experience, retail financial services (brokerage, OTC derivatives, leveraged products), prior CIRO Director/Executive approval, senior oversight in regulated environments
Technologies
None stated
Responsibilities
Attend and actively contribute to Board meetings and Board committees; Provide oversight and constructive challenge on the Company's strategy, objectives and performance; Oversee the effectiveness of governance, risk management, internal controls and compliance frameworks; Oversee the Company's financial soundness, including capital adequacy; Review financial reporting, budgets and key business reports presented to the Board; Promote a strong compliance and ethical culture at Board level; Oversee material outsourcing arrangements and related controls from a governance perspective; Stay informed of regulatory developments and their impact on the business; Support the Board's engagement with regulators, auditors and the shareholder as required; Act honestly, in good faith and in the best interests of the Company, managing any conflicts of interest appropriately.