Legal and regulatory compliance Advisor
Core
Design, implement, and monitor legal and regulatory compliance frameworks and action plans to ensure officer and employee behaviors align with organizational standards.
Role type
Legal and regulatory compliance advisor
Builds
Compliance frameworks, action plans, and tools
Domain
Financial services / Legal compliance
Required skills
Legal and regulatory compliance knowledge, analytical skills, stakeholder coordination, training and communication, problem diagnosis, policy optimization
Preferred skills
Business insight, customer focus, nimble learning
Technologies
Compliance tools, action planning frameworks
Responsibilities
Design and update compliance programs; diagnose compliance issues; analyze information to propose best practices; train internal practitioners on ethics and compliance; oversee business line activities; represent the unit before committees and partners
Seniority
Mid-level, hands-on IC
