Trade Surveillance Manager
Core
Manage proprietary trade surveillance to ensure regulatory compliance and adherence to company standards.
Role type
Trade Surveillance Manager
Builds
Regulatory compliance and risk oversight for proprietary trading operations
Domain
Financial services / Proprietary trading
Required skills
Trade surveillance, Securities surveillance, Derivatives surveillance, Trade investigations, Python, SMARTS, TT, Compliance checks, Board reporting, Alert calibration
Preferred skills
Quantitative analysis
Technologies
SMARTS, TT, Python
Responsibilities
Manage all Trade Surveillance and Reporting activities; Conduct securities surveillance using SMARTS and derivatives surveillance using TT; Undertake trade investigations using Python; Discuss trading behaviours with traders; Carry out routine surveillance and compliance checks; Prepare Board reporting on surveillance activities; Handle surveillance alert calibration; Ensure accurate documentation of surveillance records; Maintain awareness of regulatory developments; Provide coverage for the Compliance team.