Senior Manager, Client Assets and Safeguarding
Core
Senior Manager providing regulatory audit and advisory services on Client Assets, Safeguarding, and Digital Assets rules to major firms in banking, capital markets, and payments.
Role type
Senior Manager, Client Assets and Safeguarding
Builds
Regulatory audit reports, advisory recommendations, and engagement strategies for client asset protection.
Domain
Financial Services Regulation (Banking, Capital Markets, Payments, Digital Assets)
Deliverable
client delivery
Required skills
CASS/Safeguarding/Digital Assets rules expertise, regulatory audit experience, team leadership, project management, stakeholder management, commercial acumen, technical advisory, governance and risk framework review.
Preferred skills
Experience in crypto native firms, cross-industry exposure within Assurance Group.
Technologies
Audit tools, risk management frameworks, digital asset platforms.
Responsibilities
Overseeing client engagements including regulatory audits and advisory work; managing relationships with senior client stakeholders; leading project management functions; reviewing work performed by the team; providing technical input on client assets and safeguarding rules; owning commercial elements like budgeting and fee discussions; developing and coaching junior team members; driving continuous improvement in CAS offerings.
Seniority
Senior Manager, hands-on IC with team leadership