Corporate Governance Compliance
2,499 open positions
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Compliance Analyst FourQuartersSydney, Sydney Region 8d Monitor regulatory obligations, maintain compliance documentation, support internal reviews, and contribute to compliance framework development.
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Manager_US KYC MufgubMUFG Global Service Private Ltd. - Bengaluru (BCIT), IN 8d Manage the KYC team and book of work for US market onboarding/renewals, ensuring KPI and quality while liaising with stakeholders and interpreting regulatory changes.
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Compliance Advisor Manager (Regulatory Consumer Center of Excellence) CapitaloneChicago, IL, US $138k–$173k8d Ensure corporate initiatives and lines of business processes comply with laws, regulations, and standards within the Regulatory Consumer Center of Excellence, covering Fair Credit Reporting Act, Military Laws, Multilingual Servicing, and UDAAP.
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Senior Analyst, Compliance & Risk Management↗ KPMGLondon, ON, CA $55k–$82k8d Monitor compliance with professional, regulatory, and internal risk management policies (SEC, PCAOB, CPA, IESBA, AICPA) and administer training programs for firm personnel.
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Risk Apprentice - Bristol LbgBristol, GB £27k8d A 2-year apprenticeship for future risk and compliance professionals in the financial services sector, focusing on spotting risks, understanding regulations, and reporting to decision-makers.
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Director, Corporate Counsel PruLondon, United Kingdom 8d Corporate Counsel supporting the expanding PGIM Global Wealth business by providing legal advice on fund distribution, documentation, and cross-border marketing.
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Legal Counsel CmcmarketsLondon, GB 8d Provide high-quality legal advice and support for CMC Markets' financial markets activities, focusing on OTC derivatives, securities financing, and trading arrangements.
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Legal Entity Manager & Corporate Secretary, Assistant Vice President StatestreetPhilippines, Manila 8d Act as a trusted governance adviser to the Board and management, combining hands-on corporate secretarial delivery with coordination of legal entity management activities for State Street Services (Philippines), Inc.
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Vice President, U.S. Registered Funds Legal Counsel BlackRockNew York, NY, US $215k–$250k8d Provide legal advice and consult on regulatory and compliance issues for the structuring, launch, distribution, and day-to-day operations of US registered funds, with a focus on active exchange-traded funds.
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Gruppenleiter Vorstandsstab (m/w/d) - Stellvertretung des Abteilungsleiters Vorstandsstab und Rec... Sparkasse Jena-Saale-HolzlandJena, THUERINGEN 8d Leading a group within the Board Staff and Legal department, supporting the Board and department leadership on strategic, organizational, and legal matters.
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Compliance & Operational Risk Manager - Global Markets GhrNew York, US $97k–$230k8d Execute second line of defense compliance and operational risk oversight for Front Line Units, Control Functions, and third parties in Global Markets.
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TECNICO DE REPORTING E CONTROLO | Direção de Compliance (DC)↗ Banco BpiLisboa, Lisbon, Portugal 8d Producing periodic compliance reporting, monitoring risk indicators, and tracking the execution of the Compliance Activity Plan for a bank's second line of defense.
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Lead - Rewards 3 GenpactRemote $81k8d Functional lead for global equity plan administration, SEC insider transaction reporting, and regulatory compliance for a publicly traded company.
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Regulatory Change Programme Manager↗ EmlDublin, County Dublin, Ireland 8d Lead end-to-end delivery of regulatory projects, remediation programs, and supervisory commitments for Irish and UK regulated entities, translating requirements into well-governed projects with clear evidence and sustainable outcomes.
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Vice President, APAC Core Compliance Testing Team Lead↗ MufgSingapore, Singapore 8d Lead compliance testing reviews and risk assessments across the APAC region, overseeing assurance activities and reporting outcomes to stakeholders.
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Director, Legal Counsel PayPalSan Jose, California, United States of America $188k–$324k8d Provide strategic legal advice and support to senior management, influencing business strategy and decision-making while managing regulatory and legal risks.
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Datenschutz und Compliance Specialist (m/w/d) Edenred Deutschland GmbHMünchen, BAYERN 8d Ensuring regulatory compliance and data protection across the company, including AI governance, contract management, and stakeholder advisory.
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Corporate Counsel, Broker-Dealer & Investment Adviser RbcMinneapolis, Minnesota, United States of America $125k–$175k8d In-house counsel providing legal support to a dually-registered broker-dealer and registered investment adviser, focusing on regulatory compliance, contract drafting, and risk analysis.
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Chief Executive Officer↗ Confidential Careers 8d Lead the establishment, operations, and growth of a financial services business in Colombia, ensuring regulatory compliance and sustainable profitability.
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Fiduciary Investment Compliance Specialist HuntingtonJackson, MS, US 8d Review and approve investment reviews submitted by Trust Portfolio Managers in accordance with Regulation 9 and internal policies.
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KYC-Analyst (m/w/d) DIS AG GermanyFrankfurt am Main, HESSEN 8d Conduct KYC checks for corporate and private clients during onboarding, periodic reviews, and EDD to ensure regulatory compliance.
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Senior Advisor, Legal and regulatory compliance DesjardinsMontréal, CA 8d Design, institute, and coordinate the legal and regulatory compliance framework to ensure oversight measures and behaviors comply with organizational standards.
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Senior CRSB Examiner RbChicago, IL, US 8d Leads and participates in full-scope or target examinations of community, regional, and specialty banks to assess overall condition, risk management, and regulatory compliance.
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Product Analyst, Risk Strategy UsbankCincinnati, OH, US $76k–$89k8d Execute ongoing testing on complete populations to ensure compliance with disclosures, policies, and regulations; identify gaps and inform solutions to minimize losses from process/system errors.
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Compliance Manager Bosch-GroupFarmington Hills, MI, us 8d Provide strategic leadership and practical risk-based actions to ensure the organization operates in accordance with laws, regulations, and internal policies.
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Senior Compliance Associate, Personal Account Dealing FalconXNew York $132k–$167k8d Manage the firm's personal account dealing program by adjudicating employee trading pre-clearance requests, monitoring holdings for policy breaches, and administering compliance systems for both traditional securities and digital assets.
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Senior Compliance Manager, Tokenized Securities Venue (Americas) OkxSan Jose, United States (US) 8d Own the compliance program for OKXICE TSV, a tokenized securities venue, ensuring adherence to the SEC's Innovation Exemption conditions.
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Compliance Summer Internship (Remote) KnowBe4US - Remote $35k–$52k8d Support the Compliance department with research, audits, risk assessments, and due diligence on sanctions, export controls, and anti-bribery matters.
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Finance Manager ViberSt. Julian’s, MT 8d Designated finance function holder for a regulated payment services business in Malta, ensuring compliance with MFSA regulations, safeguarding customer funds, and managing regulatory capital and liquidity.
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Senior Compliance Manager Radius-LimitedCrewe, England, gb 8d Senior leadership role in Risk & Compliance, shaping the compliance programme, monitoring FCA regulations, and providing advisory support to senior management.
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Junior Company Secretary FROGG RecruitmentCentral Johannesburg, Johannesburg 8d Support governance and statutory compliance for investment funds, portfolio companies, and SPVs.
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EXCLUSIVE: HEAD OF COMPLIANCE – GOOD FINANCIAL PROMOTIONS KNOWLEDGE REQUIRED Compliance Recruitment SolutionsWatford, England, GB £60k–£70k8d Lead compliance operations for a retail broker, managing regulatory liaison, FCA reporting, and financial promotions oversight.
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Governance Executive Macquarie GroupLondon, England, GB 8d Provide corporate governance and company secretarial support to a portfolio of entities, primarily across EMEA, helping boards and directors navigate governance requirements.
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Compliance Consultancy Non-disclosedLondon, England, GB 9d Junior compliance consultant supporting senior staff in client relationships, infrastructure setup, and regulatory advice for investment management firms.
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VP, Regulatory Reporting (Capital, RWA, MAS637), Group Finance United Overseas BankSingapore, Singapore, SG 9d Lead regulatory reporting for Group capital positions, RWA, and MAS637 compliance, providing strategic analytics to business units on capital implications of growth strategies.
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Compliance Analyst - Insurance G MASS ConsultingLondon, England, GB 9d Provides day-to-day compliance oversight, regulatory horizon scanning, and maintenance of compliance frameworks for a Lloyd's managing agent client.
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Docente Para Doctorado En Cumplimiento Normativo Y Compliance Grupo empresarial MexicanoPuebla 9d High-level postgraduate institution seeks a doctoral-level instructor for a PhD program in Regulatory Compliance, Compliance, and Corporate Governance.
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Compliance Associate (9 month FTC) Mayford JamesLondon, England, GB 9d Provide regulatory support and guidance on marketing materials and distribution arrangements for an investment manager.
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KYC Analyst - Private Markets Taylor RootLondon, England, GB 9d Review complex investor onboarding files, provide quality assurance on KYC/AML assessments, and support clients through sophisticated onboarding scenarios in the private markets sector.
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