Corporate Governance Compliance
1,027 open positions
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Company Secretary & Governance Professional↗ Ascendancy Partnership TrustRemote $51k–$51k13d Provide governance support, compliance, and advisory services to the Board of Trustees and Executive Leadership Team within a Multi-Academy Trust.
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Compliance Specialist within Deep Dives & Diagnostics (Replacement contract) IngWarszawa (Pańska 97), PL $10k–$16k13d Execute thematic and process reviews within the Wholesale Banking division to ensure a robust compliance framework across EMEA regions.
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Senior Payments Counsel, Mexico RemitlyMexico City, Mexico 13d Senior legal counsel supporting Remitly's expansion and regulatory compliance across Latin America, focusing on Mexico.
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Compliance Analyst NubankSão Paulo 13d Compliance Analyst supporting regulatory topics across payments, credit, credit cards, and Open Finance with a focus on Central Bank regulation.
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Senior Compliance Analyst (Flexible/Hybrid - Permanent Role) ElmoRemote 13d Senior Compliance Analyst supporting a superannuation trustee to meet regulatory obligations, manage compliance incidents, and oversee AML/CTF and Privacy Act compliance.
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Compliance Lawyer - Mexico City (Hybrid) ClaraMexico 14d Strategic Legal and Compliance advisor for a B2B fintech's expansion in Latin America, focusing on regulatory analysis, risk management, and compliance operations.
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Capital Markets Regulatory Change - Consultant/Senior Consultant CapcoUS - Dallas 15d Deliver regulatory transformation initiatives for financial institutions to navigate complexity and improve operational efficiency.
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Senior Executive - Secretarial Iq-EqRemote 15d Lead complex corporate governance matters and ensure compliant service delivery for a portfolio of fund structures.
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Corporate Legal Counsel LGT BankSydney, New South Wales 15d Provide strategic legal and regulatory advice on complex business initiatives for a global private wealth management firm, partnering with senior leaders.
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Senior Regulatory and Securities Attorney FlowtradersNew York office $200k–$200k15d Senior in-house legal advisor on U.S. securities law for ETF, cash equity, digital-asset, and tokenization businesses.
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Director - IA Compliance Platform Administration, Disclosures & Regulatory Filings AdvisorgroupLa Vista, US $150k–$150k16d Director leading the RIA Compliance Platform Administration, Disclosures & Regulatory Filings team to manage regulatory filings and disclosure governance for broker-dealers and investment advisory firms.
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GTM Compliance Analyst PlaidSan Francisco HQ 16d Evaluate and onboard customers to support growth while protecting the company from regulatory and compliance risk.
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Junior Compliance & Independence - Milano [IFS] PwCMilan, IT $26k–$26k16d Junior role supporting the Chief Risk Office in managing professional risk, regulatory compliance, and independence/conflict of interest assessments for internal business units.
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Senior Advisor, Branch Manager Supervisory Principal RaymondjamesRemote $75k–$75k16d Senior advisor providing supervisory oversight, risk management, and regulatory guidance to branch managers and financial advisors.
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Chief Compliance Officer, Head of Compliance - Southeast Asia↗ PimcoSingapore, S00, SG 16d Oversee PIMCO's Compliance program across Southeast Asia, acting as a strategic advisor to senior management and a business partner enabling growth while maintaining robust regulatory controls.
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Bilingual Corporate Branch Manager CiCDA ON Head Office - 15 York $70k–$70k16d Ensure business conducted in branch/sub-branch office locations is in compliance with securities regulatory requirements and internal policies for two dealerships (AFM and ACM).
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Manager, Privacy Compliance CapitaloneToronto, ON $130k–$130k16d Lead the daily operation and administration of the Privacy Program, advising business units on federal and provincial regulatory requirements and managing privacy risks.
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Vice President, Trading and Product Risk Intelligence FinraWashington, DC (Job Posting), US $193k–$193k16d Lead a team of intelligence experts to identify, analyze, and predict regulatory trends and emerging risks impacting financial markets and member firms.
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Responsable Contrôle Interne & Conformité - F/H AltareaParis, IDF, fr 16d Develop, structure, and pilot the Group's internal control and compliance framework to ensure mastery of operational, financial, regulatory, ethical, and reputational risks.
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Corporate Secretary (Governance & Risk) BlueRockMelbourne, Victoria 16d Ensures accuracy, integrity, and compliance of financial position while supporting group-wide corporate matters including statutory compliance, audit, risk, governance, and board processes.
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Institutional Equity Division – Executive Director, Documentation Negotiator (New York) MsNew York, New York, United States of America $200k–$300k17d Senior legal professional negotiating and drafting complex trading agreements for institutional clients across Morgan Stanley's Institutional Equity Division.
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University Graduate – Investment Controlling 100% (f/m/d) JuliusbaerZurich 17d 18-month graduate rotation program in Investment Controlling and Monitoring & Control within Central Compliance, focusing on regulatory compliance, investment oversight, and risk control for collective investment schemes.
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Deputy Outsourcing Officer (m/w/d) FiservBad Homburg, DE 17d Ensure outsourcing is reliable, transparent, and fully compliant with regulations by supporting the Outsourcing Officer in implementing regulatory requirements and maintaining streamlined, documented processes.
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Paralegal CmegroupChicago - 20 S. Wacker, US $0k–$0k17d Support corporate securities compliance, corporate governance, public company reporting obligations, and transfer agent responsibilities for a derivatives marketplace.
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Counsel, ETFs DimensionalAustin, US 17d Provide legal expertise for the firm's global investments function, specifically focusing on the offering and operation of proprietary exchange-traded funds (ETFs).
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OG.com - Legal Counsel - Capital and Prediction Markets Crypto.comChicago,IL 17d Legal Counsel providing regulatory advice and compliance support for a CFTC-regulated prediction market platform and SEC-registered businesses.
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Senior Paralegal (Securities) - 1006 QuantinuumUS Broomfield, CO 17d Senior Paralegal supporting securities compliance, corporate governance, and entity management for a global technology company.
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Compliance Officer CaisNew York City $100k–$100k17d Administering core compliance programs, regulatory filings, and surveillance for a FINRA-member broker-dealer serving independent financial advisors.
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Stage - Juriste Compliance (H/F/N) BelieveParis, fr 17d Intern supporting the Group's Risk & Compliance Director in deploying compliance and risk prevention devices.
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Manager, Stakeholder Engagement & Communications - 12 Month Max Term Contract AsxSydney, New South Wales 17d Develop and execute stakeholder engagement and communications plans for ASX Supervision to ensure clear, timely information flow to market participants, issuers, and investors regarding regulatory obligations and market changes.
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Regulatory Response Manager Australian-Payments-PlusSydney, New South Wales 17d Coordinate regulatory response activities including planning, evidence gathering, review, self-assessment, and submission to maintain compliance posture.
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Integrity Advisor TafenswSydney, New South Wales $150k–$150k17d Assess and triage reports of serious wrongdoing, misconduct, and Public Interest Disclosures (PIDs); undertake preliminary enquiries and provide advice to support sound decision-making and legislative compliance.
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Associate Company Secretary Work From Anywhere HPX GroupSydney, New South Wales 17d Provide compliance and secretariat services to ASX listed, public, and private companies, supporting senior Company Secretaries and developing towards becoming a Company Secretary.
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Student stage - Regulatory & Criminal Enforcement De-Brauw-Blackstone-WestbroekAmsterdam, NH, nl $13k–$13k17d Legal research and memo drafting for clients facing regulatory and criminal enforcement issues involving integrity, governance, compliance, corruption, fraud, money laundering, sanctions, and export control.
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MLRO - Mexico BinanceMexico, Mexico City 18d Develop and manage compliance policies, processes, and regulatory filings for Binance's Mexico operations, ensuring adherence to local financial intelligence unit requirements.
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Sr. Compliance Manager- Real Estate Secured KeybankAmherst, NY, US $116k–$116k18d Lead compliance oversight and risk management for real estate secured lending, serving as a trusted advisor to interpret regulations and integrate compliance into business operations.
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Sales Supervision Manager - Centralized Supervision Unit AmeripriseMinneapolis, Minnesota, US $87k–$87k18d Review advisor-created marketing materials (ads, videos, websites, social media) and provide feedback/coaching to ensure compliance with regulatory standards.
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Head of Compliance - Regional Wholesale Bank↗ Revup ConsultingBugis, S00, SG 18d Lead the Compliance function for a regional wholesale bank in Singapore, overseeing Regulatory Compliance, AML/CFT, and financial crime risk management.
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AVP, Assistant Corporate Secretary AvivaToronto 18d Support effective governance across the organization by managing Board and Committee activities, ensuring compliance, and advising executive leadership.
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Transfer Agency Oversight Manager (Cross Border) InvescoLuxembourg, Luxembourg 18d Manage the oversight of Third-Party Administrators (TPAs) and internal delegates to ensure superior EMEA Transfer Agency servicing, regulatory compliance, and SLA adherence for cross-border investment products.
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Senior Corporate Officer TheapexgroupBangalore - North, IN 18d Provide administrative, compliance, and regulatory services to overseas client companies, ensuring adherence to local laws and internal standards.
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Vice President, CM Supervision BmoToronto, ON, CAN $90k–$90k18d Oversee supervision and regulatory risk management for Global Equity Research and Equity Products at BMO Capital Markets.
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