Compliance Manager - Regulatory Compliance
Core
Support and implement regulatory compliance efforts for the Bank, promoting an ethical and legally compliant business culture.
Role type
Compliance Manager
Builds
Compliance frameworks and regulatory adherence for banking operations
Domain
Banking / Financial Services / Regulatory Compliance
Required skills
Knowledge of HKMA/SFC regulatory requirements, Fit and Proper assessment, CE/ACE application handling, regulatory reporting, compliance training delivery, cross-border guideline review
Preferred skills
HKIB Enhanced Competency Framework (ECF) professional qualification, private banking/wealth management industry experience
Technologies
None stated
Responsibilities
Keep abreast of HK regulatory requirements and implement them with business units, Conduct HKMA self-assessments and surveys, Review marketing materials, Conduct Fit and Proper assessments, Handle CE/ACE applications, Handle regulator enquiries, Review cross border guidelines with legal counsel, Prepare reports for Head office, Provide Compliance Training
Seniority
Mid-Senior, hands-on IC