Corporate Governance Compliance
2,503 open positions
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Legal Counsel (14 Month Contract) NicolawealthToronto $120k–$150k5d Provide practical, business-focused legal advice to internal partners across Nicola Wealth, managing legal risk and enabling sound decision-making for corporate and commercial matters.
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Compliance Manager Marks Sattin FSLondon, England, GB 5d Hands-on Compliance Manager supporting UK regulated business across compliance monitoring, financial promotions, and product governance.
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Wealth Management Legal Intern Northern TrustChicago, IL, US $96k5d Legal intern supporting wealth management fiduciary matters, trust administration, and compliance.
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Prácticas en el equipo de cumplimiento normativo Talento Indexa CapitalRemote €7k–€14k5d Intern role supporting compliance and risk management processes for a regulated investment agency.
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Legal Support Senior Lead Officer - Senior Vice President CitiTampa, FL, US $131k–$196k6d Senior non-attorney legal support lead providing regulatory identification, process improvements, and advisory services to the Citi Legal team.
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Compliance Associate Liberty Specialty MarketsSingapore, Singapore, SG 6d Manage the company's compliance program, regulatory interactions, and risk assessments to ensure adherence to laws and internal policies.
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Alternatives Compliance Officer PIMCOLondon, England, GB 6d Provide hands-on compliance oversight and commercial advisory support for PIMCO's Alternatives business across the EMEA region, focusing on risk-based governance, anti-financial crime, and regulatory adherence.
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Financial Inhouse Lawyer SG Forge - Juridique / Fiscalité / Assurances - La Defense, Ile de France, France SOCIETE GENERALEParis, Ile-de-France, FR 6d Internal financial lawyer specializing in crypto-assets and blockchain technology, supporting product structuring, regulatory compliance, and stakeholder coordination for SG-Forge.
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Analyste Conformité Services d'Investissement - H/F Banque Populaire Rives De ParisParis, Ile-de-France, FR 6d Ensure regulatory compliance for investment services, manage relations with the AMF, and oversee the permanent control framework.
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Head of Ireland Regulatory Liaison, Vice President State Street CorporationDublin, Leinster, IE 6d Drive strategic relationship with the Central Bank of Ireland (CBI) by managing regulatory exams, continuous assessments, and information requests for State Street's Irish legal entities.
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Client Outreach Specialist - Corporate Banking (Japanese Speaking) eClerx Private LtdSingapore, Singapore, SG 6d Front-line unit engaging with clients to collect KYC/AML documentation, resolve onboarding issues, and ensure compliance with global regulatory requirements for Corporate Banking clients.
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Governance & Risk Analyst Taylor RootLondon, England, GB 6d Support the firm's risk management and compliance framework through monitoring, audits, policy development, and regulatory reporting.
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Director, Compliance Consulting KrollLondon, England, GB 6d Lead compliance consulting engagements to help firms obtain regulatory authorization, navigate the regulatory landscape, and manage ongoing compliance for asset managers and investment firms.
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Legal Counsel, Regulatory and Product Checkout.comLondon, England, GB 6d Legal Counsel advising on compliance with financial services and payments regulations, interacting with regulators, and supporting product launches across the Checkout.com group.
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Product Governance Lead St. James's PlaceCirencester, England, GB 6d Lead oversight of governance and risk across manufactured wrapper products to ensure regulatory compliance and good client outcomes.
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Legal, Asset Management Public, Alternatives Lawyer, Executive Director, London Goldman Sachs, Inc.London, England, GB 6d Lead a team of three attorneys within the EMEA Asset Management Public Legal team, providing counsel on alternative investment funds including hedge funds, private equity, real estate, and distressed debt.
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Senior Managers and Certification Regime (SMCR) Compliance Lead (14305) InvestecLondon, England, GB 6d Lead compliance with the UK Senior Managers and Certification Regime (SMCR) for a leading international bank, ensuring regulatory requirements are embedded and applied effectively.
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Compliance Officer - Mortgages Handelsbanken PlcLondon, England, GB 6d Provide technical regulatory advice and support to the business on mortgage products and MCOB regulations, ensuring effective design and implementation of controls to meet FCA obligations.
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Marketing Compliance Analyst/Associate Apollo Global Management, Inc.New York, NY, US $100k–$120k6d Review and approve external communications (marketing materials, investor letters, websites, social media) to ensure compliance with U.S. securities regulations and firm policies.
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Managing Counsel, SEC Fiserv, Inc.Berkeley Heights, NJ, US $145k–$240k6d Provide legal support for corporate functions at a global Fintech and payments company, with emphasis on SEC reporting, public company governance, and disclosure matters.
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Senior Coordinator - Legal Billing Latham & Watkins LLPWashington D.C., DC, US $100k–$110k6d Strategically manage inventory and revenue cycle activities for billing attorneys and matters, ensuring compliance with regulations and minimizing financial risk.
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Professional and Practice Regulation – Senior Legal Counsel | 15+ PQE Naiman ClarkeSydney, New South Wales 6d Senior Legal Counsel leading the Professional Standards function for a regulatory organization, overseeing regulatory interventions, promoting compliance, and assisting practitioners.
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Senior Lawyer - Conduct & Discipline Chartered AccountantsSydney, New South Wales 6d Investigate complex complaints and member conduct matters to deliver fair disciplinary processes and maintain high standards in the accounting profession.
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Solicitor, FSR Herbert Smith FreehillsSydney, New South Wales 6d Advise local and international clients in the banking, non-bank lending, payments, and fintech sectors on non-contentious financial services regulation.
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Manager, Compliance & Regulatory Governance - Perpetual Corporate Trust PerpetualSydney, New South Wales 6d Lead regulatory governance and compliance for a growing Debt Market Services business, ensuring robust compliance across lending, loan servicing, and securitisation.
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Solicitor (2–4 PQE) Dispute Resolution – Corporate, Financial & Commercial Disputes - Sydney MallesonsSydney, New South Wales 6d Advise major financial institutions, ASX-listed companies, and multinational organizations on complex litigation, regulation, governance, and reputational risk.
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Manager Investigations NSW Department of Customer ServiceParramatta, New South Wales $154k6d Lead investigations and targeted operations into breaches of building and consumer protection laws to strengthen compliance and protect homeowners.
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Mitarbeiter Bankorganisation/IT (m/w/d) im Bankensektor - hybrides Arbeiten (Remote & Präsenz) DIS AG GermanyRemote 6d Improving, optimizing, and documenting bank organizational structures and processes, including IT processes with regulatory compliance.
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Senior Legal Counsel - Director, Corporate Finance & Securities CreditacceptanceMichigan - Southfield Office - Hybrid, US $226k–$263k6d Senior in-house legal counsel managing SEC reporting, securities compliance, and debt financing/securitization transactions for a public company.
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Werkstudent (m/w/d) Compliance & AML HANSAINVESTHamburg, HAMBURG 6d Support Know-Your-Customer (KYC) checks, money laundering prevention, market abuse monitoring, and implementation of new regulatory requirements for HANSAINVEST.
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Compliance & Risk Manager (m/w/d) WITRON Service GmbH & Co. KGParkstein, BAYERN 6d Designing and implementing compliance and risk management structures, systems, and policies to identify, analyze, and mitigate risks while ensuring adherence to legal and internal standards.
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Analista de Compliance Pleno IberdrolaBrazil, Natal 6d Contribuir para a gestão de Compliance da organização, identificando, avaliando e monitorando riscos de conformidade para assegurar a aderência à legislação e normas aplicáveis.
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Managing Counsel, Embedded Finance FiservAlpharetta, Georgia, US 6d Provide legal support for embedded finance and digital asset products, including payments, account products, card programs, money movement, digital wallets, and stablecoins.
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Mitarbeiter Compliance – Regulatorik & Monitoring (m|w|d) Münchener Hypothekenbank eGRemote 6d Monitor regulatory changes and ensure compliance with internal structures for a European real estate finance bank.
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Senior Associate, Legal BrookfieldNew York, New York, US $300k–$335k6d Supporting private fund legal and transaction matters for Brookfield Infrastructure's capital solutions platform (BID and BISS), including investment structuring, compliance, and regulatory issues.
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Reporting Analyst - Legal, Risk and Compliance NetwealthMelbourne Office 6d Own end-to-end production of recurring Risk, Legal & Governance reporting for senior leaders, committees, and Boards.
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Working Student - Compliance & AFC CmcmarketsFrankfurt, DE 6d Support monitoring of regulatory and internal compliance requirements, including customer due diligence, sanctions screening, and adverse media checks for a global online financial trading firm.
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CMS Analyst↗ F&m BankArchbold, OH, US 6d Administers the Company's consumer Compliance Management System (CMS), focusing on complaint administration, compliance training coordination, and risk-based compliance testing for assigned regulatory areas.
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Head, Corporate Secretarial Services↗ The Edge Partnership Holdings Pte. Ltd.Singapore, S00, SG 6d Lead a team in delivering high-quality governance and compliance services, advising clients on statutory obligations and regulatory compliance.
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Collateral Specialist (US Shift)↗ UbsMH, IN 6d Support Wealth Management Retail Margin clients by managing trade activities, disbursements, and collateral to prevent financial and regulatory exposure.
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Experto de Cumplimiento para Mercado Pago MercadoLibreMexico,Mexico 6d Leading regulatory compliance for fintech businesses, managing regulator filings, and coordinating user-centric normative projects.
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Director-PM Compliance BmoToronto, ON, CAN, CA 6d Lead the second-line compliance program for BMO Private Investment Counsel Inc. (BPIC), a registered Portfolio Manager, Investment Fund Manager, and Exempt Market Dealer, ensuring adherence to Canadian securities laws and regulatory requirements.
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Fund Registrations & Exchange Listings Specialist VanguardLondon, United Kingdom 6d Lead execution and management of UCITS fund registration and ETF exchange listing activities across European and international markets to enable product distribution.
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