Corporate Governance Compliance
923 open positions
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Regulatory Compliance Manager, Trade Surveillance FilToronto Office, CA $82k–$129k8d Manage daily operations of the Trade Surveillance program and Trade Desk Supervision, investigating alerts for manipulative/deceptive practices and insider trading while ensuring robust pre-trade risk controls.
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Student Worker | Financial Services NrfAmsterdam, Netherlands 8d Support lawyers in the Financial Services team by researching legal issues, drafting memos, and preparing presentations for regulatory matters and corporate transactions.
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Legal Analyst BmoToronto, ON, CAN $45k–$45k8d Provides legal services in support of Managing Director, Legal & Regulatory Compliance for Global Asset Management and Private Wealth, handling complex portfolios, regulatory reporting, and document management.
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Senior Manager, Compliance Advisory (Network Compliance) CapitaloneNew York, NY, US $162k–$162k8d Senior Manager providing second-line defense risk management and compliance advisory for Capital One's PULSE Network (US Debit/Global ATM) and merchant businesses.
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SCUK Compliance & Reporting Manager SantanderRedhill, GB 8d Lead the Regulatory Engagement and Reporting team to shape compliance activities, oversee SMCR processes, manage regulatory change, and produce governance reporting for senior stakeholders.
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Attorney – US Corporate Governance & Board Support GhrCharlotte, US $158k–$158k8d Provides legal counsel and manages corporate governance activities supporting the boards of Bank of America Corporation and its U.S. subsidiaries.
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Head of Consumer and Lending Compliance GeminiGemini North America $151k–$151k8d Lead the compliance program for Gemini's deposit and lending products, including crypto rewards credit cards, ensuring consumer-friendly delivery in a complex regulatory environment.
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Senior Associate, Compliance Advisory
ChimeSan Francisco Office
$101k–$101k8d
Senior Associate providing second-line-of-defense compliance guidance on consumer complaints, product operations, and regulatory risk remediation for a fintech financial services company.
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Japan Broker-Dealer Compliance Associate (Japan Based / Japanese Language Required) AlpacaRemote 8d Support regulatory filings, compliance operations, and back-office functions for a US-headquartered fintech's Japanese subsidiary.
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Consultant(e) conformité Data TalanRemote 9d Guide clients through data compliance audits, remediation planning, and deployment of processes/tools to ensure organizational compliance.
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Corporate Development Manager ImcMumbai 9d Manage external relationships with exchanges, regulators, and industry associations while providing market intelligence to support IMC's expansion in India.
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OEML - Senior Compliance Analyst OkxSliema, Malta 9d Operational compliance execution for a MiFID II crypto derivatives investment firm, handling marketing reviews, complaints administration, regulatory reporting, and compliance monitoring.
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Abogado - Cobre Financial CobreColombia 9d Legal pillar responsible for regulatory compliance, licensing, and institutional relations for a Colombian fintech infrastructure company.
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Corporate Secretary EQ BankToronto 9d Senior governance officer and trusted advisor to the Board of Directors, Board Chair, Committee Chairs, CEO, and executive leadership, safeguarding the integrity of the governance framework and ensuring compliance with corporate, securities, and financial…
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Surveillance Analyst AdvisorgroupAtlanta, GA, US $50k–$50k9d Conduct ongoing surveillance of trading activity, communications, and transactional data to identify potential compliance violations in the financial securities industry.
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Director of Compliance CreditgenieNew York, NY 9d Manage and maintain the company's compliance program to ensure regulatory and legal adherence while enabling the efficient build of consumer-facing financial products.
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Compliance Officer MizuhoGermany - Frankfurt 9d Support the Chief Compliance Officer in enhancing compliance and Anti-Money Laundering frameworks, preparing regulatory reports, and providing advice on M&A and private capital transactions.
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Privacy & Regulatory Counsel PlaidSan Francisco HQ 9d Partner with cross-functional teams to analyze complex legal and regulatory issues, provide practical guidance, and support business initiatives in compliance with applicable laws and regulations for a financial data infrastructure company.
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Risk and Compliance Lawyer FreshfieldsNew York, US 9d Advise the partnership on business acceptance issues, conflicts of interest, sanctions, and regulatory compliance for a major international law firm.
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Assistant Manager CIB Compliance Advisory LbgLondon, GB $45k–$45k9d Provide specialist risk leadership, advice, challenge, and oversight to Corporate & Institutional Banking (CIB) stakeholders to ensure regulatory requirements and internal policies are applied proportionately.
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Senior Content Specialist LsegIND-Bangalore-A, RMZ Infinity 9d Research evolving Sustainable Finance and Investments (SFI) regulations and convert them into content opportunities for business and operations teams.
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Corporate Compliance - SrMgr - Compliance Advisory Services↗ Golden 1 Credit UnionSacramento, CA, US $147k–$147k9d Sr. Manager leading compliance advisory services for HR, Privacy, and Records Management domains, embedding regulatory requirements into enterprise initiatives and risk management.
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Institutional Legal Lawyer – EMEA Legal & Compliance BlackRockEdinburgh, Scotland, GB 9d Provide strategic legal advice and risk management for BlackRock's institutional client businesses, Multi-Asset Strategies, and captive life insurance vehicle across the EMEA region.
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Director, Legal, Brookfield Capital Solutions BrookfieldNew York, New York, US $200k–$250k9d Lead attorney supporting Brookfield's Capital Solutions business in origination, syndication, and structured finance activities, while managing corporate governance and regulatory compliance.
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Business Compliance Manager (Wealth & Trading)↗ RevolutRemote $186k–$186k9d Advise, challenge, and oversee compliance risks across investment and trading products within private banking to enable innovation while meeting global regulatory expectations.
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Compliance Analyst↗ Harbourfront Wealth ManagementBurlington, ON, CA $90k–$90k9d Ensure investment fund operations and products comply with Canadian regulatory requirements by monitoring controls, reviewing materials, and supporting filings.
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Senior Institutional Risk Officer MsTempe, Arizona, United States of America $120k–$170k9d Senior Institutional Risk Officer responsible for supervisory, compliance, and risk functions for the Institutional Infrastructure Solutions (IIS) Market, ensuring adherence to laws, regulations, and firm policies.
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Senior Business Analyst CSRD ( M/F/D ) EverienceBrussels, Brussels, be 9d Support a financial services program for implementing the Corporate Sustainability Reporting Directive (CSRD), including aftercare and preparation for the next reporting cycle.
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Business Compliance Officer Standard-Bank-GroupLusaka, Lusaka Province, zm 9d Enable execution of Compliance Risk Management processes within a specific business/functional area to ensure compliant operations and avoid operational losses, fines, or reputational damage.
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Associate Executive - Secretarial Iq-EqPort Louis, Port Louis District, mu 9d Support corporate governance and regulatory activities including corporate actions, statutory filings, and compliance processes for an Investor Services group.
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(Senior) Consultant* - Meldewesen / Regulatory Reporting CapcoAustria - Vienna 10d Advise clients on the analysis, conception, and optimization of transaction-based regulatory reporting processes.
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Complaints Analyst III CoinbaseRemote - Ireland $54k–$54k10d Own end-to-end investigation and resolution of consumer, regulatory, and litigation support complaints to ensure fair, timely, and compliant outcomes.
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Senior Corporate Counsel - Corporate SnowflakeUS-CA-Menlo Park 10d Senior Corporate Counsel supporting a public company's legal function with focus on securities law compliance, corporate governance, and equity compensation.
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Paralegal - Corporate Governance & Securities FactSetNew York, NY, USA $80k–$80k10d Support corporate governance and securities functions including board meeting materials, regulatory filings, and shareholder reporting.
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Assistant General Counsel, VP - Equity Finance WfNEW YORK, NY $191k–$191k10d Senior in-house legal advisor supporting equity finance operations including prime brokerage, stock loans, and derivatives.
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Analyst, Communications Surveillance RbcPERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA, MY 10d Conduct reviews of electronic and audio communications to support the Compliance and Surveillance Program for RBC Capital Markets, Global Asset Management, Wealth Management, and Transaction Banking.
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FP&A Sr Expert NubankSão Paulo 10d Senior FP&A expert driving regulatory reporting, capital planning, and governance alignment for a digital bank in Latin America.
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U.S. Compliance Co Op WellingtonBoston, MA, United States $0k–$0k10d Support the Legal, Compliance & Risk Department in regulatory research, policy gap analysis, and compliance program assessments for a global investment management firm.
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Konsernjuridisk direktør StorebrandLysaker, NO 10d Lead the corporate legal function for a regulated financial services group, integrating legal strategy with business development and risk management.
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Associate Counsel AmeripriseMinneapolis, Minnesota, US $79k–$79k10d Associate Counsel providing broad legal support for the firm's asset management business, including portfolio management, research, trading activities, and investment products.
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