Senior Compliance Manager
Core
Lead the development and delivery of the organisation's compliance plan, ensuring activities are risk-based and aligned to key regulatory priorities, while translating regulatory developments into practical business guidance.
Role type
Senior IC compliance manager (financial services)
Builds
Compliance frameworks, monitoring and assurance activities, governance reports
Domain
Financial services / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
FCA regulation expertise, regulatory horizon scanning, policy and control design, risk-based compliance planning, stakeholder advisory, governance reporting
Preferred skills
Multi-jurisdictional experience, law or finance degree
Technologies
None stated
Responsibilities
Support the development and implementation of the company's compliance framework; Monitor regulatory developments across FCA regulation relevant jurisdictions and sectors; Lead the development and delivery of the organisation's compliance plan; Design and oversee monitoring and assurance activity; Provide pragmatic compliance advice to stakeholders; Produce regular compliance reporting for senior management
Seniority
Senior, hands-on IC