Senior Manager, Compliance (AIA Investment Management)
Core
Provide compliance advisory support across AIA Investment Management's business activities, products, and fund structures to ensure adherence to regulatory requirements and industry best practices.
Role type
Senior Manager, Compliance (Asset Management)
Builds
Compliance monitoring programs, regulatory reporting, and governance frameworks for fund vehicles and investment activities.
Domain
Financial Services / Asset Management / Investment Management
Required skills
Regulatory compliance, Investment management, Fund structures, Sanctions screening, AML/CFT, Data privacy, Stakeholder engagement, Policy development
Preferred skills
Knowledge of MAS regulations, Experience with alternative investments, Trading platforms
Technologies
Bloomberg CMGR, Aladdin, Sunray
Responsibilities
Establish and maintain the Compliance Monitoring Program; Advise business on regulatory developments and impacts for local and overseas fund vehicles; Review marketing materials, prospectuses, and new product approval forms; Prepare monthly compliance reports and respond to client queries; Oversee administration of the Investment Governance Framework; Manage personal trading activities to prevent insider trading; Conduct sanctions screening for investments, vendors, and employees; Perform Data Privacy Impact Assessments; Assist in broker on-boarding and counterparty queries regarding AML/CFT/Sanctions/FATCA.
Seniority
Senior Manager, hands-on IC
