Compliance Officer & Supervising Agent - (REMOTE from New Zealand)
Core
Ensure eXp New Zealand operates in a legally compliant manner by overseeing compliance for a network of licensed salespeople, acting as AML/CFT and Privacy Officer, and managing regulatory, supervisory, and health and safety functions.
Role type
Senior Compliance Officer & Supervising Agent
Builds
Compliance programs, supervision frameworks, policies, and training for a remote real estate agent network
Domain
Real Estate / Financial Crime Compliance
Required skills
AML/CFT compliance, Real Estate Agents Act supervision, privacy law, policy development, regulatory monitoring, training design, breach investigation, agent onboarding/offboarding, reporting
Preferred skills
AML/CFT Officer experience, remote brokerage supervision, contractor model experience, legal/risk background, Māori land law knowledge
Technologies
Online compliance systems, remote collaboration tools
Responsibilities
Maintain AML/CFT risk assessment and compliance programme; supervise licensed salespeople for regulatory compliance; develop and update compliance policies and procedures; monitor legislative changes; design and deliver compliance training; manage complaints and investigate breaches; oversee privacy and health and safety frameworks; manage agent onboarding and offboarding compliance; provide governance reporting to the Board