Regulatory Relations Director (AVP)
Core
Coordinate regulatory exams, risk surveys, and continuous monitoring activities for the Americas Market Conduct Regulatory Relations Group, serving as the central point of contact with US market conduct regulators (SEC, CFTC, FINRA, NFA, state regulators).
Role type
Senior IC regulatory relations director (legal/compliance)
Builds
Regulatory response strategies and remediation plans for supervisory reviews
Domain
Financial services / US regulatory compliance
Deliverable
client delivery
Required skills
Regulatory examination management, stakeholder communication, risk assessment, strategic advising, meeting coordination, regulatory landscape knowledge
Preferred skills
JD/MBA, experience at a regulatory organization (FRB, OCC, FDIC, CFPB), leadership
Technologies
Teams, AI, OpenPages
Responsibilities
Manage concurrent regulatory examinations and risk reviews; communicate with regulators regarding document requests and findings; advise on regulatory responses and remediation plans; prepare internal stakeholders for regulatory meetings; foster proactive relationships with regulatory counterparts; monitor the financial services regulatory landscape.
Seniority
Senior, hands-on IC with strategic capacity