Business Compliance Manager
Core
Business Compliance Officer supporting Commodities and Global Markets businesses by ensuring regulatory compliance, developing policies, and mitigating risks.
Role type
Business Compliance Officer
Builds
Compliance policies, processes, and procedures for Commodities and Global Markets
Domain
Financial Services / Global Markets
Required skills
Knowledge of UK and international regulations (Reporting, Client Onboarding), Experience with large-scale regulatory implementation (e.g., MiFID II), Risk assessment and mitigation, Policy and procedure development, Regulatory requirements identification
Preferred skills
Global Markets business understanding, Relationship-building, Collaborative approach, Detail-oriented mindset
Technologies
MiFID II
Responsibilities
Advise on and develop compliance policies, processes, and procedures; Identify, assess, and mitigate risks; Provide training to teams; Support regulatory projects; Collaborate with trading floor colleagues
Seniority
Mid-Senior, hands-on IC