CareerPlan

VP, Counsel - Registered Funds

New York, NY, USFull-time$205k–$240k2026-10-07 → 2026-11-09

Core

Provide legal support for PIMCO's U.S. registered funds platform, ensuring compliance with the Investment Company Act of 1940 and related SEC regulations.

Role type

Senior in-house counsel (registered funds)

Builds

U.S. registered funds (mutual funds, ETFs, closed-end funds, collective investment trusts)

Domain

Financial services / Asset management / Investment funds

Required skills

Investment Company Act of 1940 expertise, SEC filings, fund governance, disclosure documents, regulatory compliance, contract negotiation, risk mitigation

Preferred skills

Board and trustee interaction, new product initiatives, cross-functional partnership

Technologies

Legal research tools, SEC EDGAR, fund administration systems

Responsibilities

Review and support preparation of registration statements, prospectuses, and shareholder reports; Draft and negotiate fund distribution and service provider agreements; Advise on fund operations, governance, and regulatory oversight; Monitor regulatory developments and mitigate legal risks; Prepare Board and committee materials.

Seniority

Senior, hands-on IC