VP, Counsel - Registered Funds
Core
Provide legal support for PIMCO's U.S. registered funds platform, ensuring compliance with the Investment Company Act of 1940 and related SEC regulations.
Role type
Senior in-house counsel (registered funds)
Builds
U.S. registered funds (mutual funds, ETFs, closed-end funds, collective investment trusts)
Domain
Financial services / Asset management / Investment funds
Required skills
Investment Company Act of 1940 expertise, SEC filings, fund governance, disclosure documents, regulatory compliance, contract negotiation, risk mitigation
Preferred skills
Board and trustee interaction, new product initiatives, cross-functional partnership
Technologies
Legal research tools, SEC EDGAR, fund administration systems
Responsibilities
Review and support preparation of registration statements, prospectuses, and shareholder reports; Draft and negotiate fund distribution and service provider agreements; Advise on fund operations, governance, and regulatory oversight; Monitor regulatory developments and mitigate legal risks; Prepare Board and committee materials.
Seniority
Senior, hands-on IC