Senior Manager - Compliance Governance
Core
Lead core programs of the Compliance Management System including risk assessment, policy governance, training, reporting, and issue oversight to support a regulated bank charter.
Role type
Senior Manager, Compliance Governance
Builds
Compliance Management System (CMS) frameworks, systems, and regulatory expertise
Domain
Fintech / Banking / Regulatory Compliance
Required skills
Compliance risk assessment, Enterprise policy governance, Enterprise compliance training, Compliance reporting, Regulatory examination management, Banking regulations (consumer protection, BSA/AML), 1LOD/2LOD governance, Team leadership, GRC platforms, Compliance automation
Preferred skills
CRCM certification, Enterprise risk management frameworks, GRC platforms, Compliance automation
Technologies
GRC platforms, Compliance automation tools
Responsibilities
Lead and develop the Compliance Governance team; Own compliance risk assessment methodology and execution; Own enterprise policy governance lifecycle; Own enterprise compliance training curriculum; Oversee compliance issues within the enterprise issues management program; Design and deliver compliance reporting to executive leadership; Support exam and audit readiness for the CMS; Provide credible challenge across the business; Use technology and automation to make governance programs scalable.
Seniority
Senior Manager, Team Lead