Global Regulatory Reporting & Compliance Associate / VP
Core
Prepare and submit regulatory reports for a global systematic investment management firm, ensuring compliance with rules from U.S. and foreign regulators.
Role type
Associate/VP Regulatory Reporting & Compliance
Builds
Regulatory filings and internal compliance processes
Domain
Financial services / Investment management / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Regulatory reporting, Derivatives transaction reporting, Form PF, Form CPO-PQR, Form ADV, AIFMD Annex IV, Process improvement, Excel, Bloomberg, Financial derivatives
Preferred skills
SQL, Python
Responsibilities
Coordinate data collection for daily, weekly, monthly, quarterly, and annual reports; Develop and document internal processes for filing obligations; Research global regulatory developments and communicate guidelines to other departments.
Seniority
Mid-level (5-7 years experience)
