CareerPlan

Chief Compliance Officer, Cash App Investing

US - CA - SoCal - RemoteRemoteFull-time$218k2026-10-07 → 2026-11-11
Hybrid

Core

Lead and mature the compliance program for Cash App Investing, a FINRA/SEC-regulated digital investing platform, ensuring regulatory outcomes and responsible growth.

Role type

Senior IC Chief Compliance Officer (broker-dealer)

Builds

FINRA/SEC-regulated investing products and services for 50+ million monthly active customers

Domain

Fintech, Broker-Dealer, Securities Regulation

Required skills

FINRA/SEC regulatory knowledge, broker-dealer compliance, supervisory controls, regulatory exam management, risk-based decision making, team leadership

Preferred skills

FINRA Series 24/7/63/65/66 registrations, mobile-first investing experience, Board-level governance reporting

Technologies

None stated

Responsibilities

Lead compliance program (policies, procedures, monitoring, testing, reporting), advise product/engineering/legal teams on regulated activities, oversee broker-dealer obligations (communications, complaints, filings), lead regulatory exams and inquiries, partner on AML/fraud, manage third-party/vendor compliance, report to senior leadership and Board

Seniority

Senior, hands-on IC