Chief Compliance Officer, Cash App Investing
Core
Lead and mature the compliance program for Cash App Investing, a FINRA/SEC-regulated digital investing platform, ensuring regulatory outcomes and responsible growth.
Role type
Senior IC Chief Compliance Officer (broker-dealer)
Builds
FINRA/SEC-regulated investing products and services for 50+ million monthly active customers
Domain
Fintech, Broker-Dealer, Securities Regulation
Required skills
FINRA/SEC regulatory knowledge, broker-dealer compliance, supervisory controls, regulatory exam management, risk-based decision making, team leadership
Preferred skills
FINRA Series 24/7/63/65/66 registrations, mobile-first investing experience, Board-level governance reporting
Technologies
None stated
Responsibilities
Lead compliance program (policies, procedures, monitoring, testing, reporting), advise product/engineering/legal teams on regulated activities, oversee broker-dealer obligations (communications, complaints, filings), lead regulatory exams and inquiries, partner on AML/fraud, manage third-party/vendor compliance, report to senior leadership and Board
Seniority
Senior, hands-on IC