Surveillance Associate, Japanese Language Position
Core
Conduct trade and communication surveillance to identify compliance risks and violations of securities laws, producing intelligence and risk analysis for senior management.
Role type
Intelligence analyst (surveillance)
Builds
Intelligence reports and risk assessments for internal customers
Domain
Financial services / Securities compliance
Required skills
Japanese (professional proficiency), analytical reasoning, structured analytic techniques, written analysis, regulatory knowledge
Preferred skills
Intelligence community experience, master's degree
Technologies
Proprietary surveillance tools, structured analytic techniques
Responsibilities
Conduct routine trade and communication surveillance, craft intelligence questions and scope research, respond to regulator information requests, stay abreast of regulations and industry best practices
Seniority
Mid-level, professional experience required