Associate/Senior Associate, Financial Services Regulatory
Core
Advising financial services businesses on regulatory, compliance, and licensing matters across wealth management, superannuation, insurance, and funds.
Role type
Associate/Senior Associate lawyer (financial services regulatory)
Builds
Regulatory compliance frameworks, licensing advice, and client advisory services for regulated financial entities
Domain
Financial Services Law / Regulatory Compliance
Deliverable
client delivery
Required skills
Financial services regulation expertise, Australian Financial Services licensing knowledge, superannuation law, insurance regulation, funds management law, regulatory compliance interpretation, legal drafting, governance frameworks
Preferred skills
Mentorship of junior lawyers, strategic client relationship development, complex regulatory change implementation
Technologies
None stated
Responsibilities
Advise on regulatory and compliance obligations, advise on Australian Financial Services licensing, work on superannuation and retirement product matters, advise insurers on regulatory requirements, assist clients with legislative changes, provide governance and risk advice, review regulatory documentation, manage matters independently
Seniority
Mid-level to Senior, hands-on IC with mentorship potential
