Americas Market Conduct Regulatory Relations Director (AVP)
Core
Director in Legal and Compliance managing regulatory exams, risk surveys, and continuous monitoring activities for the Americas Market Conduct Regulatory Relations Group.
Role type
Senior IC regulatory relations director
Builds
Regulatory exam responses, risk review documentation, and process improvements for US market conduct regulators
Domain
Financial services / Regulatory compliance
Deliverable
client delivery
Required skills
Regulatory examination management, stakeholder communication, regulatory landscape analysis, project coordination, documentation management, remediation planning, relationship management, analytical synthesis, timeline management, Microsoft Office proficiency
Preferred skills
AI tool application, automation of reporting and documentation, regulatory organization experience (SEC, FINRA, CFTC, NFA)