Corporate Governance Compliance
1,026 open positions
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SEC & Corporate Governance Attorney CerenceRemote $168k–$168k22d Lead legal review and preparation of SEC filings, advise on securities law compliance, corporate governance, insider trading, and executive compensation disclosures for a publicly traded company.
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Corporate Counsel CarmaxCorporate - Richmond $144k–$144k22d Key legal advisor providing counsel and business support for securities and corporate governance matters at a leading auto retailer.
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Investment Guideline Compliance AbglobalPune, India 22d Analyst supporting Investment Guideline Compliance (IGC) by interpreting guidelines, coding rules, and testing compliance systems to ensure investment restrictions are maintained.
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Company Secretary↗ Cmr SurgicalMH, IN 22d Ensure compliance with Indian corporate laws and regulations for CMR Surgical's Indian legal entities while acting as a trusted advisor to the Board of Directors.
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Manager, Supervision - Trade Review RaymondjamesSaint Petersburg, Florida - United States 22d Lead a team of Trade Review associates to review trade and account activity, identify risk, and ensure consistent application of supervisory standards for Raymond James clients and Financial Advisors.
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Head of Risk & Compliance (6 Month FTC) LawhiveLondon $90k–$90k22d Lead the Second Line of Defence for a regulated law firm and AI-native legal platform, holding statutory roles (COLP, MLCO, MLRO, DPO) to ensure regulatory adherence while enabling business growth.
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Compliance and Operational Risk Manager↗ Bank of AmericaLondon, ENG, GB 22d Execute second line of defence compliance and operational risk oversight for Investment Banking teams in EMEA, ensuring adherence to global policies and mitigating risks.
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Customer Complaints Senior Manager↗ OkgEn remoto, ES 22d Own OKX's Global Customer Complaints Program, turning complaints into actionable compliance and conduct-risk intelligence while ensuring regulatory alignment across jurisdictions.
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Senior Regulatory Manager - AML, KYC ExperianLondon, gb 23d Advise customers on financial regulation relevant to the operational use of KYC360 solutions, ensuring regulatory compliance in onboarding, screening, and lifecycle management.
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Banking & Research Compliance and Control Room - Associate JPMorganChaseSydney, New South Wales 23d Provide independent guidance and oversight to Global Banking and Research lines of business to maintain market integrity and information barriers.
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VP, FCM, Tokenization & Stablecoin Compliance Officer
DriveWealthRemote
$225k–$225k23d
Lead compliance for a firm's expansion into event-based prediction markets and stablecoin/tokenization initiatives, building the compliance program from the ground up.
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Senior Compliance Professional AvaloqMakati City, National Capital Region, ph 23d Promoting the Code of Business Conduct and Ethics while mitigating compliance risks such as Anti-Bribery, Conflicts of Interest, and Personal Trading.
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Legal Counsel, Capital Markets BmoNew York, NY, USA $90k–$90k23d Provide strategic legal and regulatory advice on derivatives, structured products, and trading-related matters, including drafting and negotiating key market documentation.
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Sr. Director, Legal - EU & UK Credit PayPalLondon, County London, England, United Kingdom 23d Lead EU/UK Credit Legal team and provide strategic counsel for PayPal's European consumer credit, BNPL, and merchant lending portfolios.
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Business Controls Officer↗ ScotiabankBogotá, CUN, CO 23d Conducts daily independent reviews and processing support for Canadian Banking branch activities, ensuring compliance with regulations and internal policies.
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Counsel (m/f/d) FiservWarsaw, Poland 23d Provide commercial legal support for Fiserv's financial institution and merchant businesses across EMEA, focusing on payments, processing, and digital banking solutions.
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Senior Supervisory Principal - Central Supervision Principal LplfinancialFort Mill/Charlotte, US $74k–$74k23d Front-line supervisory professional ensuring compliance and suitability of securities transactions and account activities for top-tier Financial Advisors.
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Compliance Resource Center - Senior Associate PwCBuenos Aires, AR 23d Develop and implement compliance policies, conduct risk assessments, and manage regulatory adherence for clients within the Internal Firm Services practice.
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Manager, Risk & Compliance KeppelSingapore 23d Partner Fund Management & Investment businesses to provide practical, risk-based compliance and risk management advice while supporting regulatory obligations and governance.
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Associate, FC&C Advisory LloydsLloyd's UK: London 23d Associate supporting assurance reviews, risk assessments, and advisory activities for Financial Crime & Compliance (FC&C) within Lloyd's insurance marketplace.
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CL&R Senior Analyst NorthwesternmutualMilwaukee, WI Corporate $0k–$0k23d Analyze and process contract, license, and registration terminations; manage name/address changes; and handle data management for Northwestern Mutual Life, Long Term Care Insurance, and Investment Services.
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Compliance Officer / MLRO CmcmarketsCyprus, GB 23d Lead the compliance function and act as the strategic link between regulation and business for a new CMC Markets Cyprus project.
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Principal Analyst, Dispute Resolution Services Training FinraLos Angeles, CA (Job Posting), US $92k–$92k23d Designing, developing, and delivering training modules and on-the-job training for Dispute Resolution Services (DRS) staff to ensure consistent quality and regulatory compliance.
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Control Room Associate BbvaNew York $120k–$120k23d Manage BBVA CIB US Control Room and Registration programs to identify, assess, and mitigate regulatory risks related to insider trading, MNPI, information barriers, and employee personal trading.
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Attorney – Global Payments Solutions – Payments GhrNew York, US $175k–$175k23d Provides legal counsel and support to Bank of America's Global Payments Solutions business on regulatory, commercial, and operational matters.
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Compliance Director, Fair & Responsible Banking Compliance (Regulatory Consumer Center of Excellence) CapitaloneMcLean, VA, US $187k–$187k23d Lead the development and management of the Regulatory Consumer Center of Excellence, ensuring compliance with consumer protection laws (ECOA, Regulation B, UDAAP, SCRA, FCRA) for financial products and services.
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VP, Complaints Intake Manager MsDallas TX 5960 $95k–$170k23d Manage the Morgan Stanley Smith Barney and E*TRADE complaints program, including intake, coding, quality control, policy development, and regulatory responses.
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Compliance Operations Officer Capital.ComRemote 24d Embed risk-based controls to support Capital.com's regulated expansion in Australia, acting as an operational bridge between front-line teams and regulators for OTC-derivatives.
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Ombudsman - Investments and Advice AfcaMelbourne, Victoria 24d Resolve standard and complex disputes in investments and advice, making impactful decisions individually or on a panel to influence industry practices.
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Consultant expérimenté Marchés Financiers - Asset Management H/F Julhiet SterwenNeuilly-sur-Seine, IDF, fr 24d Senior consultant driving strategic transformation, new business development, and regulatory compliance projects for asset management, private banking, and investor services clients.
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Assistant General Counsel - Institutional Asset Management↗ Neuberger BermanToronto, ON, CA $255k–$255k24d Investment Management Attorney providing legal, regulatory, and compliance advice for a global asset manager's Canadian and U.S. registered portfolio management business.
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Senior Compliance Manager↗ Emmiera GroupWalsall, ENG, GB $80k–$80k24d Building the compliance framework and regulatory readiness for a new FCA-regulated credit broking business.
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Lead Assoc Workplace Planning & Stock Plan Participant Services EmpowerPH Manila 24d Supervisory Principal providing oversight, quality monitoring, and coaching for a multi-site Investment Service team handling complex participant escalations and brokerage trades.
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Private Equity Independence Manager RsmNew York $103k–$103k24d Strategic advisor to client service teams on auditor independence matters, providing consultation on the application of independence rules, standards, and policies to complex client relationships, private equity structures, and capital markets transactions.
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Investment Compliance Technical Lead↗ Casper StudiosRemote $150k–$150k24d Lead the design and implementation of a deterministic compliance system for a trillion-dollar asset manager to manage Investment Management Agreements (IMAs) and related documents.
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2027 Regulatory Compliance Consultant Intern PlantemoranSouthfield, US $0k–$0k24d Intern supporting regulatory compliance engagements for clients, focusing on risk analysis, process testing, and reporting.
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Private Banking Compliance Officer↗ Greenlane Private Ltd.Singapore, S00, SG 24d Provide compliance advisory and control support for the establishment and development of a Private Banking business in Singapore, focusing on AML/CFT, KYC/CDD/EDD, client onboarding, and regulatory adherence.
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Assistant Vice President, Regulatory Affairs↗ MufgSG 24d Manage the bank's communication strategy with local regulators (MAS, ABS) and oversee regulatory affairs matters in Singapore.
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Director, Litigation and Regulatory SezzleUnited States, Remote 24d Lead in-house litigation, regulatory investigations, and privacy/data protection for a consumer finance company pursuing a bank charter.
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Company Secretary PerpetualSydney, New South Wales 25d Establish and support the Company Secretariat function for a newly formed wealth management business, ensuring high standards of corporate governance across multiple subsidiary boards and committees.
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Juriste Droit Boursier (F/H/NB) UbisoftRennes, Brittany, fr 25d Senior corporate lawyer specializing in securities law and corporate governance for a publicly listed company.
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Banamex - Gerente Sr de Reportes Regulatorios de Cartera Comercial (R04C) - C13↗ CitiCiudad de México, DIF, MX 25d Senior manager responsible for generating regulatory reports for Banxico and CNBV, coordinating reporting teams, and managing audit requests within the commercial portfolio (R04C) domain.
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Compliance Manager AmeripriseBoston, Massachusetts, US $79k–$79k25d Support day-to-day compliance needs for Intermediary and Institutional Sales and Distribution business groups, focusing on product, marketing, and sales distribution initiatives.
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Compliance Analyst NubankSão Paulo 25d Compliance Analyst supporting Prudential regulation, treasury, governance, and accounting regulation for a digital bank in Latin America.
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Corporate Secretary AirwallexUS - San Francisco 25d Manage the full spectrum of company secretarial and corporate governance matters for a global fintech's portfolio of licensed entities across 20+ markets.
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2027 Summer Intern - Legal & Compliance Group - Sophomore Intern RbNew York, NY $66k–$66k25d Support the Legal & Compliance Group by reviewing documents, analyzing contracts, and updating case law to ensure adherence to regulations and internal policies.
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