Corporate Governance Compliance
1,026 open positions
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Vice President, CM Supervision BmoToronto, ON, CAN $90k–$90k17d Oversee supervision and regulatory risk management for Global Equity Research and Equity Products at BMO Capital Markets.
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Standard Bank Legal Graduate Programme Standard-Bank-GroupJohannesburg, GP, za 18d Legal graduate role focused on advising on opportunities and threats, implementing robust controls, and collaborating with business within a major financial institution.
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AIFM Risk Management, Senior Officer Iq-EqRemote $0k–$0k18d Operate autonomously across assigned clients and funds to master the full risk-management framework, including policies, procedures, regulatory obligations, and escalation protocols.
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Senior Legal Counsel (Corporate) WiseRemote 18d Senior in-house legal counsel providing strategic corporate law advice, governance, and transaction support for a dual-listed global fintech group.
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Compliance AlphagrepsecuritiesAlphaGrep Investment Management 18d Manage regulatory compliance for SEBI-regulated Alternative Investment Funds (AIF), Portfolio Management Services (PMS), and Investment Advisory businesses.
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Senior Manager, Customer Complaints OkxEMEA 18d Own OKX's Global Customer Complaints Program, turning complaints into compliance and conduct-risk intelligence while ensuring regulatory alignment across jurisdictions.
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Lead, Compliance Advisory Transunion4 Locations 18d Provide independent oversight and regulatory guidance to Credit Risk Solutions and Alternative Data business units on U.S. compliance obligations.
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Regulatory Compliance Analyst DraftKingsRemote - US $56k–$70k18d Conduct trade practice surveillance, support customer onboarding, and ensure compliance with CFTC regulations for prediction markets.
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APAC IC Officer InvescoTokyo, Japan 18d Regional investment compliance monitoring and validation of pre/post-trade alerts to ensure adherence to regulatory frameworks and client mandates.
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Director, Regulatory Compliance Management, Advisory and Privacy Office KohoRemote $190k–$230k18d Lead KOHO's Regulatory Compliance Management and Privacy Office, acting as a trusted advisor to business partners (Product, Marketing, Tech) to translate complex regulations into clear guidance and own the end-to-end privacy program.
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Senior Manager Compliance FranklintempletonTokyo, Japan 18d Subject matter expert and owner of key compliance functions including regulatory filings, marketing material reviews, regulatory engagement, and corporate governance activities for an asset manager in Tokyo.
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Corporate Governance and Financial Counsel PlaidSan Francisco HQ 18d Corporate generalist providing legal support for corporate governance, board activities, transactions, and regulatory compliance for a fintech company preparing for IPO.
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Manager, Investment Compliance BrookfieldToronto, Ontario $125k–$125k18d Oversees daily compliance workflows, alert resolution, and regulatory adherence for Brookfield Credit's private credit investments.
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VP, Assistant General Counsel, Cybersecurity LplfinancialFort Mill/Charlotte, US $172k–$172k18d Lead legal advisor on cybersecurity matters, providing strategic counsel on incident response, regulations, and governance for a broker-dealer and investment advisory firm.
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Compliance Manager FCC FilToronto Office, CA $102k–$102k18d Manage end-to-end account opening processes for complex accounts (trusts, foreign entities) ensuring compliance with AML, QI/FATCA/CRS, and regulatory requirements.
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Consultant Senior Conformité - Secteur Financier F/H PwCNeuilly-sur-Seine, FR 18d Consultant specializing in regulatory compliance and financial security for banking, insurance, and asset management clients, focusing on risk management, anti-fraud, and regulatory transformation.
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Assistant Company Secretary DbLondon, 21 Moorfields 18d Manage statutory compliance and administrative foundations for Deutsche Bank's UK and Irish entity boards and committees.
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Legal and Compliance Analyst PayJoyPanama City 18d Support implementation and execution of compliance controls related to local regulatory obligations and PayJoy programs by reviewing and drafting documents and contracts.
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Final Year Internship Consultant - Risk & Compliance SiaParis, Île-de-France, fr $29k–$29k19d Assist clients in financial services and other industries with regulatory compliance, risk management, and ethical governance challenges.
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Representative Director ImcSydney, New South Wales 19d Hold statutory office and lead operations for IMC's Korean entity, ensuring regulatory compliance and business governance in Seoul.
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Assistant Manager, Corporate Secretarial Compliance VistraSydney, New South Wales 19d Manage statutory and regulatory compliance for a portfolio of fund entities, ensuring accurate and timely lodgement of filings and handling complex corporate actions.
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Compliance Associate - General Counsel & Risk Norton Rose FulbrightMelbourne, Victoria 19d Support client and matter intake processes by assessing conflicts, confidentiality, and AML/CTF risks for a global law firm.
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Corporate Secretary Axiom LawRemote 19d Senior Corporate Secretary supporting corporate governance, board processes, and regulatory compliance for a large international financial institution.
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Company Secretary Talents ParkSydney, New South Wales 19d Prepares board and shareholder meeting documentation, ensures regulatory compliance, and supports corporate governance and risk management frameworks.
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Special Counsel or Senior Associate - Corporate and Funds MinterEllisonSydney, New South Wales 19d Senior lawyer providing transactional advice on real asset funds, capital raising, structuring, and fund operations for sophisticated investors.
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Legal Consultant - Asset Management / Securities AxiomRemote 19d Provide legal support on asset management, securities brokerage, and wealth management activities for financial institution clients.
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[쿠팡페이] 금융소비자보호 담당자(Consumer Protection Team) CoupangSeoul 19d Designing and operating a consumer protection framework for Coupang Pay's fintech services to ensure regulatory compliance and build customer trust.
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Compliance, Vice President – Singapore & Southeast Asia BlackRockSingapore, Singapore 19d Ensure BlackRock fulfills regulatory obligations for activities in Singapore and Southeast Asia by implementing a comprehensive compliance framework, advising business units, and conducting risk-based monitoring.
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Marketing Compliance Manager MgpruRemote 19d Manage reviews and approvals of marketing communications for the Asset Management business to ensure compliance with regulatory requirements across multiple markets, with a focus on UK initiatives.
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Referendar (m/w/d) Investmentfonds in Frankfurt am Main LinklatersFrankfurt, DE 19d Supporting the Investment Funds practice with regulatory advice, transaction work, and M&A consulting for institutional investors.
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Senior Executive, Product and Sales Compliance ManulifeSingapore 19d Provide compliance advisory support to business stakeholders for day-to-day operations and new business initiatives, including reviewing product due diligence and managing regulatory changes.
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Vice President, India Global Centre Onshore NFR - Compliance Coverage, Coverage Advisory MsMumbai, India 19d Vice President leading non-financial risk and compliance coverage for Morgan Stanley's India Global Centre, focusing on regulatory risk, licensing, and offshoring operations.
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Director, Compliance, Financial Crime & Conduct Risk Advisory, Private Banking and Trust, Singapore↗ Standard Chartered BankSingapore, S00, SG 19d Provide dedicated compliance advisory and regulatory support to Standard Chartered's Private Banking and Trust business in Singapore to ensure adherence to conduct and ethical standards.
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Senior Investigator & Legal Analyst - SF Ethics Commission (TEX 1823) City-And-County-Of-San-FranciscoSan Francisco, CA, us 21d Senior legal analyst and investigator specializing in complex ethics, campaign finance, and lobbying violations for an independent administrative enforcement agency.
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Company Secretary – Permanent Part Time Marist180 ELMOParramatta, New South Wales 22d Provides high-quality governance, corporate secretarial, and regulatory support to the Board and organisation, ensuring effective and transparent Board processes.
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Senior Compliance Officer BhftRemote 22d Global advisory compliance expert providing real-time trading guidance, maintaining pre-cleared rules frameworks, and owning the algo trading governance lifecycle for a proprietary algorithmic trading firm.
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Investment Compliance- Manager↗ State StreetKA, IN 22d Provide end-to-end investment compliance support to mutual fund clients by ensuring adherence to SEC requirements and fund prospectuses/SAIs.
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Compliance and Operational Risk Manager↗ Bank of AmericaLondon, ENG, GB 22d Execute second line of defence compliance and operational risk oversight for Investment Banking teams in EMEA, ensuring adherence to global policies and mitigating risks.
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Sr. Director, US Regulatory Legal PayPalNew York City, New York, United States of America $269k–$269k22d Provide strategic legal leadership for US federal and state regulatory relationships, serving as the primary interface with US supervisory authorities and advising executive leadership on regulatory risk and strategy.
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SEC & Corporate Governance Attorney CerenceRemote $168k–$168k22d Lead legal review and preparation of SEC filings, advise on securities law compliance, corporate governance, insider trading, and executive compensation disclosures for a publicly traded company.
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Corporate Counsel CarmaxCorporate - Richmond $144k–$144k22d Key legal advisor providing counsel and business support for securities and corporate governance matters at a leading auto retailer.
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