Corporate Governance Compliance
2,503 open positions
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Senior Governance & Risk Analyst Taylor RootLondon, England, GB 9d Senior Governance & Risk Analyst maintaining and enhancing the firm's risk management and compliance framework, acting as a trusted adviser across the business.
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Head of Risk & Compliance SS&C TechnologiesPitsea, England, GB 9d Provide strategic leadership and direction for Risk, Compliance and Governance across the Platform Solutions business, ensuring regulatory compliance and fostering a strong risk culture.
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Consumer Support Associate – Internal Ombudsman Secretariat ExperianMumbai, in 9d Manage and escalate customer complaints across multiple channels (L1-L4, Social Media, CPGRAMS, Internal Ombudsman) within the BFSI sector, conducting investigations and ensuring regulatory compliance.
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Financial Controller (SVP / Director), Private Equity & Private Credit DARMAX GLOBALSingapore, Singapore, SG 9d Lead the design, implementation, and governance of fund, SPV, and holding-company structures for private equity and private credit strategies across Asia-Pacific.
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Head of EEA Legal, Deputy General Counsel OkxSliema, Malta 9d Lead the EEA legal function, providing strategic regulatory guidance and managing legal risk for a global cryptocurrency exchange in Europe.
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Assistant VP, Credit Administration & Reporting United Overseas BankSingapore, Singapore, SG 9d Lead group regulatory reporting, management reporting, and independent verification of credit covenants and conditions for a leading Asian bank.
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Senior Legal Counsel Banking and Capital Markets Law Hannover ReHanover, Niedersachsen, DE 9d Advising Hannover Re Group companies on banking regulatory, capital markets, and financing law matters, including Insurance-Linked Securities and Insurance Capital Management transactions.
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Sr. Regulatory Compliance Officer StraitsXSingapore 9d Primary point of contact for internal/external audits and banking partner inspections, coordinating evidence and drafting management responses.
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Senior Referent Aufsichtsdialog & Regulatorische Koordination (m DZ PRIVATBANKFrankfurt am Main, Hessen, DE 9d Coordinate regulatory dialog and supervision activities between the bank and national/international authorities (ECB, BaFin, etc.) while managing internal audit follow-ups and reporting.
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Referent (m/w/d) Compliance & Datenschutz, Bank11 Bank 11Neuss, NORDRHEIN_WESTFALEN 9d Legal consultant supporting a nationwide automotive finance provider with regulatory compliance and data protection implementation.
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Fachreferent/in Nachhaltigkeitsmanagement (m/w/d) Sparkasse Mainfranken WürzburgWürzburg, BAYERN 9d Central coordinator and driver for the bank's sustainability agenda, analyzing regulatory frameworks and developing monitoring measures.
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Communications Senior Manager for Legal, Government Affairs, Risk & Compliance (LGARC) S&P GlobalNew York, New York $86k–$150k9d Senior internal communications manager supporting Legal, Government Affairs, Risk & Compliance (LGARC) leaders in translating complex regulatory and compliance topics into clear messages for employees.
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MASE Compliance - Compliance Advisor Principal Associate CapitaloneRichmond, VA, US $110k–$138k9d Assessing compliance risk in computer code and scripts, advising business lines on regulatory alignment, and managing risk within the Model, Adverse Action, and Script Enhancement (MASE) framework.
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Alternatives Compliance Officer PimcoLondon, GBR, GB 9d Provide hands-on compliance oversight and commercial advisory support for PIMCO's Alternatives business within the EMEA region, covering the investment lifecycle from strategy to execution.
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Rechtsanwalt Wirtschaftsrecht / Compliance (m/w/d) RiJu GmbHMünchen, BAYERN 9d Legal counsel and compliance advisor for companies and executives on economic criminal law and compliance issues.
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Assistant Compliance Officer - 12 Month FTC LgtLondon, GB 9d Horizon scanning for regulatory changes in wealth management, applying regulations to business operations, and supporting compliance monitoring.
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CFO - Transaction Lead, Transaction Advisory – TPAG - VP DbSingapore, One Raffles Quay 9d Senior finance professional performing technical accounting and regulatory analysis for complex structured transactions and new business approvals.
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Senior Compliance Specialist - Investigator GeaerospaceEvendale, US $155k–$206k9d Lead and conduct independent investigations into alleged violations of law or company policy, including forensic analysis and witness interviews.
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CIB Securitization Senior Legal Counsel, Executive Director SantanderMadison Ave Corp, US $240k–$310k9d Senior legal counsel leading negotiation and drafting of deal documentation for complex securitization and structured finance transactions in Corporate and Investment Banking.
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Manager - Singapore Control Room Compliance↗ TDSingapore, S00, SG 9d Manage and mitigate conflicts of interest within TD Securities' Corporate and Investment Bank and advisory businesses across the Singapore Control Room.
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Regulatory Compliance Analyst (Banking)↗ NASA Federal Credit UnionRemote $55k–$140k9d Ensures disclosures, forms, marketing materials, and website content meet regulatory requirements for a financial institution; conducts compliance testing, risk assessments, and manages complaint responses.
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Risk and Compliance - Regulatory Risk Compliance - Specialist 3 - CS - G PwCGandhiNagar - GIFT CITY, IN 9d Confirm adherence to regulatory requirements and mitigate risks for clients by providing guidance on compliance strategies and navigating complex regulatory landscapes.
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?Compliance Analyst↗ Remote $70k–$100k9d Support retirement plan compliance projects by assisting with audits, regulatory filings, compliance testing, correction initiatives, plan document reviews, and analysis of plans.
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Director Regulatory Compliance↗ Standard Chartered BankMH, IN 9d Director of Regulatory Compliance supporting the Head of CFCC Governance to ensure Standard Chartered Bank's operations align with regulatory expectations and group requirements.
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Legal Officer (Corporate & Legal Affairs)↗ IcLimassol, Cyprus 9d Support management of corporate legal and governance matters, ensuring compliance with company law and internal policies across the organization and serviced entities.
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Manager of Compliance - Privacy↗ American ExpressToronto, ON, CA 9d Provide Second Line of Defence oversight and challenge for Canadian privacy compliance, data breach assessment, access requests, and regulatory engagement.
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Senior Compliance Analyst↗ Abaxx Singapore Pte. Ltd.Outram, S00, SG 9d Implement policies and procedures for membership onboarding, supervision, market surveillance, and regulatory compliance for an Exchange and Clearing House.
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Junior Fund Advisor, Funds Services (767271WD)↗ PwC CyprusNicosia, Cyprus 9d Support senior team members in providing regulatory, compliance, governance, and corporate advisory services to regulated entities including Alternative Investment Funds (AIFs), AIFMs, UCITS, and Payment Institutions.
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(Senior) Manager (m/w/d) Compliance PMO & Strategy Heraeus Holding GmbH HRdirektHanau, HESSEN 9d Structure the group-wide compliance agenda, manage strategic and operational topics, and create decision-making foundations for management and corporate bodies.
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Senior Counsel, KeyBanc Capital Markets Inc. - M&A Advisory and Capital Markets KeyBankCleveland, OH, US $116k–$216k9d Senior legal advisor supporting M&A advisory engagements and capital markets transactions for KeyBanc Capital Markets Inc.
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Legal Officer (Corporate & Legal Affairs) IC MarketsLimassol, Cyprus 9d Support management of corporate legal and governance matters, ensuring compliance with company law and internal policies across the organization and serviced entities.
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Senior Compliance Associate - AML / Privacy (London) VoleonLondon 9d Own AML, investor due diligence, and data privacy compliance efforts for a global asset manager, reporting to the Senior Compliance Manager.
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Sr. Associate/ AVP, India Compliance AresmgmtMumbai, India 9d Oversee and administer the Compliance Program for Ares Investment Office in Mumbai, ensuring adherence to all applicable regulatory requirements, firm standards, and internal governance expectations.
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Manager, Business Risk & Control Mgmt (1 year contract) UobgroupCentral Region (City Area), SG 9d Managing business risk and control frameworks, ensuring regulatory compliance, and providing operational advisories to business units.
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Senior Compliance Manager - EMEA lead FinastraLondon, GB 9d Managing end-to-end license compliance efforts for Finastra's EMEA region, protecting intellectual property, mitigating revenue leakage, and ensuring customer adherence to licensing requirements.
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Portfolio Guidelines Analyst Non-disclosedLondon, England, GB 70k–75k9d Interpret and implement investment guidelines across client and fund portfolios, ensuring controls are embedded in compliance systems.
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Manager - CoSec EquinitiLondon, England, GB £50k–£58k10d Manage a portfolio of client entities, providing high-quality company secretarial and governance advice, ensuring regulatory compliance, and supporting board governance for quoted and unquoted companies.
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Senior Analyst, Quality Risk and Security Services DeloitteCardiff, Wales, GB 10d Senior Analyst supporting Deloitte's Quality, Risk and Security (QRS) function by performing internal audits, researching financial products, and ensuring regulatory compliance for UK client-facing teams.
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Supervisory Engagement Officer (f/m/d) Deutsche BörseFrankfurt am Main, Hessen, DE 10d Manage supervisory activities and regulatory interactions with competent authorities for Clearstream Germany, ensuring timely and consistent engagement.
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Business Risk Specialist - AVP Bank of SingaporeHong Kong, Hong Kong, HK 10d Conduct surveillance reviews and continuous monitoring of investment transactions to identify risks and ensure compliance with internal policies and regulatory requirements.
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