Compliance Officer
Core
Support the company's compliance efforts across different regions as a licensed financial services provider, ensuring alignment with laws, regulations, and internal policies.
Role type
Compliance Officer (Financial Services)
Builds
Corporate governance standards and regulatory compliance frameworks across multiple jurisdictions
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Financial services regulations knowledge, Corporate governance, Statutory filing, Regulatory liaison, Policy development, Cross-border operations
Preferred skills
Legal practice experience, Financial services industry experience
Responsibilities
Coordinate with local agents and regulatory authorities to manage corporate secretarial obligations; Prepare, review, and file statutory forms and corporate documentation; Maintain accurate corporate records and compliance documentation; Monitor filing deadlines; Liaise with internal departments to support operational compliance; Support development of compliance framework and internal controls; Provide compliance information to stakeholders.