Corporate Governance Compliance
2,498 open positions
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Compliance-APAC - Analyst - Trade Surveillance Interactive BrokersSingapore 12d Conduct trade monitoring and surveillance, manage system enhancements for regulatory compliance, and handle regulatory inquiries in the APAC region.
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Senior Analytics Manager - Compliance WiseLondon, gb 12d Lead the EMEA Compliance Analytics branch to support regulatory reporting, risk monitoring, and testing efficiency for Wise's compliance function across Europe, UK, and MEA.
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Compliance Monitoring Manager – Wealth Management CLARC RecruitmentLondon, England, GB 12d Deliver the firm's Compliance Monitoring Programme (CMP), conducting regular reviews, documenting findings, and driving remedial actions with the business.
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Compliance Assistant - Insurance LHH Recruitment SolutionsLondon, England, GB 12d Support the Compliance team with regulatory compliance, financial crime, complaints management, and governance for a leading Insurance Firm.
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Compliance Analyst (Fixed Term Contract) Intercontinental Exchange Holdings, Inc.Dublin 2, Ireland 12d Support the Compliance Officer in executing the compliance programme for a regulated Benchmark Administrator, ensuring alignment with EU/UK regulations and IOSCO principles.
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Field Supervisor 2 Principal FinancialRemote $85k–$152k13d Review complex securities transactions and new business submissions to ensure compliance with firm standards and regulations while managing field supervision items and customer complaints.
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Corporate Secretarial Officer Grant ThorntonAdelaide, South Australia, AU 13d Provide support to the Private Enterprise National Corporate Secretarial team as a subject matter expert on CorpSec matters, delivering consistent, high-quality compliance, governance, and company administration services.
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Senior Risk & Compliance Manager FNZ GroupMelbourne, Victoria, AU 13d Senior 2LOD compliance role providing independent oversight, practical advice, and constructive challenge across FNZ's wealth management platform, administration, and custody services for superannuation clients.
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Project Manager Réglementaire Dérivés OTC - CDI - 70/75K - PARIS Lamarck GroupParis, Ile-de-France, FR 13d Pilot a complex regulatory program for a bank to register as a Security-Based Swap Dealer with the SEC, managing front-to-back chains for OTC derivatives.
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Associate - Structured Finance Simmons & Simmons LLPLondon, England, GB 13d Advising investment banks, asset managers, and financial institutions on complex structured products, derivatives, and structured finance transactions including repackagings, structured credit, and strategic equity solutions.
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Compliance Lawyer Latham & Watkins LLPLondon, England, GB 13d Provide legal support and guidance for the firm's global compliance programs, focusing on financial crime, Anti-Money Laundering (AML), and sanctions.
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Senior Compliance Officer Marsh McLennanLondon, England, GB 13d Partner with Marsh UK Corporate and Commercial business to deliver oversight and advice on compliance policies, procedures, systems, controls, and governance.
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Senior Compliance Manager AvivaDublin, Leinster, IE €80k–€85k13d Senior leadership role in Compliance providing regulatory guidance, oversight, and challenge across the business to ensure regulatory obligations and fair customer outcomes are met.
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Assistant Company Secretary Deutsche BankLondon, England, GB 13d Manage statutory compliance and administrative foundations for Deutsche Bank's UK and Irish entity boards and committees, acting as the 'engine room' of the corporate secretariat.
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Head of Client Outcomes Jupiter Asset Management LtdLondon, England, GB 13d Lead client outcomes governance, Consumer Duty reporting, and Assessment of Value/Annual Product Review processes for an investment management firm.
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Associate Legal Counsel - ESG & Investment Stewardship Vanguard Group, Inc.London, England, GB 13d Associate Legal Counsel providing legal and regulatory advice on ESG requirements and investment stewardship for Vanguard's European funds and operations.
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Compliance Analyst Bruin FinancialLondon, England, GB 13d Support a wide range of compliance activities including Product Governance, Consumer Duty, Conduct Risk, regulatory advisory, and compliance monitoring for an insurance business.
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Redress Pathways Associate FCALondon, England, GB £43k–£48k13d Support the delivery of high-profile policy work on consumer redress, compensation, and claims management to improve outcomes for UK consumers.
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Enterprise Risk Advisory Manager DeloitteDublin, Leinster, IE €74k13d Lead regulatory compliance projects for financial services clients, shaping compliance frameworks and influencing regulatory strategy.
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Spécialiste expérimenté en autorisations banques et maisons de titres Eidgenössische Finanzmarktaufsicht FINMABern, Bern-Mittelland 13d Managing bank and securities house portfolios and overseeing institutional authorization from application to licensing.
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Officer, Central Compliance, Compliance CITIC Securities International Company LimitedHong Kong, Hong Kong, HK 13d Manage central compliance duties including licensing, regulatory inquiries, and staff trading monitoring for a securities firm.
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VP, Group Customer Advocacy United Overseas BankSingapore, Singapore, SG 13d VP leading independent customer advocacy, fair dealing oversight, and customer outcome governance across UOB's ASEAN and regional markets.
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Zentraler Auslagerungsbeauftragter / Outsourcing Manager Compliance & Third Party Risk Management Non-ICT (m/w/d) Deutsche Leasing Finance Deutsche LeasingBad Homburg, Hessen, DE 13d Manage compliance-conforming outsourcing for Deutsche Leasing Finance, ensuring adherence to regulatory and corporate guidelines while overseeing external service providers.
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Werkstudent (w/m/d) im Bereich Compliance - Regulatorische Compliance KFW KonzernFrankfurt am Main, Hessen, DE 13d Support the team in monitoring new laws and regulatory requirements, coordinating their evaluation for KfW, and assisting with data preparation and maintenance in IT systems.
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Senior Associate/Special Counsel – Financial Regulation (Banking & Finance) MallesonsSydney, New South Wales 13d Advise major banks and financial institutions on complex regulatory issues, including licensing, financial crime risk, sanctions, and emerging regimes like digital assets and carbon markets.
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Senior Legal Counsel – Investment Banking (M&A, ECM and Capital Markets) Jefferies Financial GroupSydney, New South Wales 13d Senior corporate lawyer supporting investment banking teams in M&A, ECM, and capital markets transactions across APAC.
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Senior Risk & Compliance Manager FnzMelbourne, Victoria 13d Senior 2LOD compliance role providing independent oversight, practical advice, and constructive challenge across FNZ's wealth management platform, administration, and custody services for superannuation clients.
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Associate / Senior Associate - Corporate & Commercial (M&A, ECM, Financial Services) Hooker & HeijdenSydney, New South Wales 13d Legal associate providing transactional and regulatory advice on M&A, equity capital markets, and financial services.
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Senior Associate - Regulatory & Investigations | Brisbane Clyde & CoBrisbane, Queensland 13d Senior lawyer managing complex regulatory investigations, cross-border litigation, and crisis management for corporations in construction, finance, and healthcare sectors.
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Head of Risk Operations & Governance PERSOLKelly ChinaHong Kong, Hong Kong, HK 100k–200k13d Senior risk professional acting as a bridge between the company and global financial regulators, leading cross-border regulatory inquiry responses and harmonizing internal risk operations.
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Regulatory Legal Counsel, Recovery & Resolution and Technology, Vice President StatestreetFrankfurt, Germany 13d VP-level legal counsel advising a German subsidiary of a US bank on recovery/resolution planning and technology regulation (AI, operational resilience, third-party risk) across European jurisdictions.
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Referent Compliance (w/m/d) Kreissparkasse HeilbronnHeilbronn, Neckar, BADEN_WUERTTEMBERG 13d Monitor and evaluate principles and procedures in securities services and risk management, support business units with regulatory requirements, and conduct on-site inspections.
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Senior Regional Supervisory Principal LplfinancialRemote California, US $81k–$136k13d Holistic supervision of Home Office Supervision (HOS) advisors and Office of Supervisory Jurisdiction (OSJ) managers to ensure regulatory compliance and resolve escalated complex issues.
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Junior KYC Spezialist (m/w/d) im Bankenwesen - hybrides Arbeiten (Remote & Präsenz) DIS AG GermanyFrankfurt am Main, HESSEN 13d Managing the KYC monitoring process and ensuring compliance with legal and regulatory requirements for corporate banking clients.
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Vice President, Government Relations FiservWashington, District of Columbia, US $192k–$288k13d Develop advocacy strategies, policy positions, and messaging to shape public policy and regulatory outcomes for Fiserv's financial services and payments business.
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Volljurist (m/w/d) S-Management Services GmbHStuttgart, BADEN_WUERTTEMBERG 13d Ensuring legal security for the company to achieve economic goals in the form business for S-Management Services GmbH, identifying legal issues relevant to the Sparkassen financial group in the relationship between Sparkasse and customer, and developing forms…
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Direct Contract, HR Risk and Governance DbsJakarta Head Office, ID 13d Manage administrative activities and data support for executive officer appointments, regulatory reporting, and Fit & Proper Test processes.
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(Senior) Experte Regulatorisches Meldewesen (m/w/d) Baader Bank AGRemote 13d Ensure regulatory reporting compliance for a European securities and banking firm by managing COREP/FINREP submissions, risk metrics, and project implementations.
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Private Banking Advisor DbMumbai Kodak House, IN 13d Ensuring DB Service Standards for Customer Service, Compliance, and Corporate Security while leading a team of Customer Service Executives.
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Senior Finance Manager - Legal Entity & Securitisation Control & Reporting LbgEdinburgh, GB £85k–£101k13d Senior leadership role responsible for high-quality legal entity, statutory, and securitisation control and reporting, leading teams covering subsidiary statutory accounts, legal entity governance, and securitisation reporting.
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Lead Legal Counsel, Regulatory and Financial Services PennylaneRemote 13d Lead Legal Counsel to structure and execute the legal path to authorization for a new Payment Institution and Financing Company, then scale the legal function for ongoing compliance and product growth.
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Compliance Expert @ING Bank IngExpo Business Park, RO 13d Identifies, assesses, advises on, monitors and reports on compliance risk to ensure adherence to laws, regulations, and ethical standards for ING Bank Romania.
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Compliance Analyst Senior-Financial Crimes Investigations TsysCINCINNATI, OHIO, US 13d Senior analyst protecting Global Payments business by reviewing regulatory documentation, identifying system updates, and ensuring compliance with internal and external frameworks.
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