Corporate Governance Compliance
1,026 open positions
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Special Counsel – M&A (Superannuation, Financial Services & Funds Management) MallesonsSydney, New South Wales 29d Senior financial services lawyer leading complex M&A, regulatory, and advisory matters for superannuation, financial services, and funds management clients.
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Capital Markets, Senior Compliance Officer BmoNew York, NY, USA $81k–$81k29d Senior Compliance Officer responsible for implementing, maintaining, and administering the Capital Markets Compliance Program, focusing on equity activities and providing real-time regulatory guidance.
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Senior Regulatory Compliance Manager, HK AirwallexHK - Hong Kong SAR 29d Manage regulatory compliance programs, licensing, and risk for Airwallex's financial services in Hong Kong, serving as the primary liaison with local regulators.
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Manager, Card Compliance Operations SnapfinanceRemote 29d Oversee day-to-day execution of compliance and legal support functions for a credit card business, ensuring regulatory obligations are met with precision.
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Americas Market Conduct Paralegal MsDallas TX 5960 $68k–$68k29d Paralegal supporting regulatory exam managers with regulatory exams, continuous monitoring requests, and ad hoc projects for US market conduct regulators.
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Senior Analyst, Advertising Regulation Finra9 Locations $72k–$72k29d Reviews firm communications and sales materials for compliance with FINRA, SEC, MSRB, and SIPC advertising rules.
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Associate Counsel AlcoaUnited States, PA, Pittsburgh 29d Provide legal guidance on securities law compliance, corporate governance, and public company disclosure obligations while supporting the Corporate Secretary function.
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Director, Compliance IT RaymondjamesSaint Petersburg, Florida - United States 29d Director of IT Compliance overseeing the Technology Compliance Program and Governance Framework for Raymond James Financial's Information Compliance Risk Management group.
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Legal Counsel InvescoHouston, Texas, US $160k–$160k29d Provide practical, business-focused legal guidance on registered investment products, regulatory matters, and public disclosures for mutual funds, closed-end funds, and ETFs.
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Compliance Analyst SezzleBogota, Colombia $22k–$22k29d Second-line oversight and advisory support for consumer finance and payments compliance, translating regulatory requirements into practical guidance and ensuring adherence to laws.
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Legal & Compliance - Marketing & Distribution Compliance, VP BlackstoneNew Jersey, US $165k–$165k1mo VP leading global regulatory compliance for marketing materials, investor communications, and fundraising across Blackstone's alternative asset strategies.
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Senior Associate, Investment Stewardship DimensionalLondon 1mo Oversee corporate governance practices for portfolio companies, including proxy voting and stakeholder engagement.
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Senior Legal Counsel - Regulation, Markets, and Wealth CmcmarketsLondon, GB 1mo Senior Legal Counsel supporting EMEA leadership on markets, product innovation, and regulation for a technology-driven brokerage and trading business.
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Senior Counsel, Senior Manager - Capital Markets Legal (Corporate) CapitaloneMcLean, VA $201k–$201k1mo Senior legal counsel providing transactional and regulatory support for credit card and auto securitization transactions, advising Corporate Treasury on funding and balance sheet management.
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VP, Wealth Management Alternative Investments Attorney LplfinancialFort Mill/Charlotte, US $169k–$169k1mo VP Attorney providing strategic legal advice on onboarding, due diligence, sales, and controls for alternative investments, complex products, and digital assets within LPL's broker-dealer and investment advisory businesses.
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Officer, General Counsel & Risk NrfNewcastle upon Tyne, United Kingdom 1mo Screen new business acceptance for the Firm's EMEAPAC region by analyzing legal, contractual, and commercial conflicts to ensure regulatory adherence.
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Leader, Enterprise Compliance InteracToronto $170k–$170k1mo Developing and executing multi-year enterprise compliance strategy, leading GRC programs, and providing independent oversight of regulatory risks for a major Canadian financial infrastructure organization.
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Regulatory Reporting Manager FlywireBoston, MA, us $108k–$108k1mo Oversee money transmitter filings and regulatory reporting for Flywire's USA licensed entity, ensuring compliance with state and federal requirements.
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UK Compliance Monitoring Specialist OandaKrakow, PL 1mo Execute end-to-end compliance reviews and strengthen the Compliance Monitoring Programme to ensure internal controls are robust, effective, and audit-ready for UK regulatory requirements.
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Conduct Analyst VisaPL - Warsaw, Poland 1mo Supervise Sponsored Model clients by conducting periodic reviews, assessments, and remediation of their conduct frameworks, focusing on products, fair value, customer support, and vulnerable customers.
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Senior Director of Regulatory & Legislative Strategy - Public Sector BbinsuranceRemote - Florida 1mo Senior Director providing high-level strategic guidance on complex health & welfare and retirement plan compliance, HR issues, and legislative strategy for public sector clients.
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C&AFC – Private Bank Compliance – Vice President DbSingapore, One Raffles Quay 1mo Deputy to the Head of Private Bank Compliance in Singapore, leading product-related compliance functions and managing regulatory risks for the Private Banking business across Singapore and Southeast Asia.
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Head of Finance, Canada CoinbaseRemote $212k–$212k1mo Lead financial and regulatory reporting for Coinbase's Canadian regulated business, serving as the enterprise Finance authority for Canadian reporting, regulatory capital, and OSC/CIRO submissions.
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Legal Specialist (Especialista Legal) - Bogotá (Hybrid) ClaraColombia 1mo Senior Legal Specialist managing day-to-day legal operations, regulatory compliance, and high-stakes transactions for Clara's Colombia entity within the B2B fintech sector.
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Associate General Counsel BitGoSingapore 1mo Strategic legal leader overseeing all legal and regulatory affairs for BitGo's APAC region, advising leadership on high-stakes commercial ventures and ensuring compliance across diverse jurisdictions.
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Financial Risk Management Consultant PwCBangkok, TH 1mo Provide regulatory compliance advice and risk mitigation solutions to help organizations navigate complex regulatory landscapes and enhance internal controls.
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Senior Compliance Officer ThehartfordLondon, UK 1mo Senior Compliance Officer providing specialist regulatory advice and oversight to ensure the Small Business portfolio operates in accordance with FCA and PRA requirements.
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Compliance Analyst↗ GM FinancialBogotá, CUN, CO 1mo Support the enterprise-wide Compliance framework by analyzing regulatory risks, managing compliance alerts, and developing policies and monitoring programs.
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Compliance Officer – Regulatory Support, Advisory &Technology Transformation PimcoTokyo, JPN 1mo Compliance Officer supporting regulatory obligations, governance, and process innovation using AI and technology solutions for PIMCO's Japan operations.
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Senior Paralegal – Banking and Markets Group NtrsChicago, IL $74k–$74k1mo Support attorneys in the Banking and Markets Group on loan documentation, regulatory matters, and client verification.
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Legal Counsel, Payments & Fintech XsollaRemote 1mo Strategic legal counsel providing guidance on payment processing, financial regulation, and digital innovation for a global commerce company.
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Stock Plan Administrator BlockchainNew York City 1mo Manage global equity programs and ensure compliance during a private-to-public company transition.
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Broker of Record (Commercial Real Estate) DexterraMississauga, ON, ca 1mo Provide regulatory oversight, professional judgment, and governance to establish and maintain a compliant commercial real estate brokerage operation in Ontario.
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Senior Corporate Officer - Funds Iq-EqLuxembourg City, lu 1mo Manage a portfolio of institutional real estate clients and oversee their ongoing corporate governance activities.
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Investment Guidelines Compliance, Analyst BlackRockBU3-Budapest-GTC White House, Vaci ut 47, District XIII, Budapest $8170k–$11200k1mo Monitor investment guideline compliance across BlackRock funds and client portfolios, focusing on EMEA, and resolve pre-trade and post-trade exceptions.
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Compliance Manager CapgroupSingapore 1mo Lead the Asia Pacific exJapan Distribution, Sales and Marketing (DSM) Compliance team, providing strategic oversight, risk-based advisory, and AML/financial crime compliance support to business functions across the region.
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PV I Analista de Compliance II - (PCD) ExperianSão Paulo, br 1mo Responsible for operational governance of the Compliance area, ensuring proper management of processes, controls, regulatory demands, and strategic initiatives.
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Fiduciary Practice Manager: Onsite Huntington5 Locations $102k–$208k1mo Senior leader responsible for developing, building, and managing a centralized administrative review team to oversee fiduciary businesses and ensure compliance with laws and regulations.
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Regional Front Office Risk Manager LgtBrisbane, AU 1mo Oversee advice suitability, business conduct, and regional Front Office risks as the first line of defence for LGT Wealth Management's Australian clients.
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Compliance Consultant AmericancenturyKansas City, Missouri 1mo Co-lead the firm's Code of Ethics program and support corporate compliance initiatives by monitoring risks, investigating violations, and enhancing controls.
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