Contractor, Personal Banking Compliance (3-6 months)
Core
Provide regulatory compliance advice and risk evaluation for general banking products and services including retail banking, loans, credit cards, and fintech projects.
Role type
Compliance consultant (contractor)
Builds
Compliance policies, procedures, and training materials for business units
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
client delivery
Required skills
Regulatory compliance knowledge, risk assessment, policy development, legal analysis, training material creation
Preferred skills
Banking product knowledge, knowledge of HKMA SPM IC-6 and Deposit Protection Scheme, Mandarin language proficiency
Technologies
Microsoft Office
Responsibilities
Advise business units on regulatory compliance issues, evaluate risk for new products and initiatives, review and update compliance policies, prepare compliance training materials, assist in ad-hoc compliance projects
Seniority
Mid-level specialist