Compliance Specialist - Trading & Financial Markets 60%
Based in Switzerland
Core
Draft, review, and maintain Best Execution policies and governance frameworks for a bank's trading activities.
Role type
Compliance Specialist (Trading & Financial Markets)
Builds
Best Execution governance frameworks and policy updates
Domain
Banking and Financial Markets
Required skills
Financial markets regulation expertise, Best Execution requirements knowledge, Policy drafting, Regulatory gap analysis, Stakeholder collaboration
Preferred skills
German language proficiency
Technologies
N/A
Responsibilities
Draft and maintain Best Execution policies, Design governance frameworks, Act as subject matter expert on regulations, Assess regulatory compliance gaps, Monitor regulatory developments, Collaborate on implementation
Seniority
Mid-level Specialist