RBC Brewin Dolphin - Supervisor, Adviser Competence
Core
National supervisor providing oversight, risk analysis, and developmental support to financial advisers under SMCR regulations.
Role type
Senior IC supervisor (financial services compliance)
Builds
Adviser competency frameworks and risk mitigation strategies
Domain
Financial services / Wealth management / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
SMCR regulatory knowledge, FCA handbook expertise, data analysis, risk identification, coaching, stakeholder liaison
Preferred skills
Experience supervising advisers, subject matter expertise in adviser development
Technologies
MI/Data analysis tools
Responsibilities
Conduct observations and 1:1 coaching sessions for advisers, analyze performance data to identify trends and root causes, escalate risks and issues, create and manage development plans with line managers, liaise with L&D and Risk teams, drive best practices for regulatory compliance
Seniority
Senior, hands-on IC
