Compliance Manager
Core
Oversee Australian Financial Services Licence (AFSL) obligations, regulatory reporting, and compliance frameworks for a wholesale financial services business.
Role type
Senior IC compliance manager (financial services)
Builds
Compliance frameworks and regulatory reporting for wholesale financial products
Domain
Financial services / Regulatory compliance
Required skills
AFSL obligations management, regulatory reporting, compliance monitoring, licence conditions oversight, stakeholder engagement, risk culture maintenance
Preferred skills
Experience in securitisation, custody arrangements, trust management, fund administration, institutional financial services, corporate trustee businesses
Technologies
N/A
Responsibilities
Maintain and enhance the AFSL compliance framework, provide practical regulatory guidance to finance/treasury/operations/risk teams, manage regulatory reporting and obligations
Seniority
Senior, hands-on IC