Compliance Associate
Core
Translate SEC and FINRA regulatory requirements into clear, actionable compliance workflows, process documentation, and control procedures for a technology-driven financial services company.
Role type
Associate compliance program designer and workflow architect
Builds
Compliance program infrastructure, workflows, and process documentation
Domain
Financial services / Regulatory compliance
Required skills
Systems thinking, regulatory translation, process design, documentation, workflow management, cross-functional partnership, ambiguity management
Preferred skills
Technical system curiosity, process optimization
Technologies
Jira, Claude
Responsibilities
Translate dense regulatory frameworks into usable workflows and procedures; Design and maintain compliance program infrastructure; Identify process breakdowns and propose structured solutions; Partner with business units to implement compliance requirements; Support day-to-day program management across workstreams
Seniority
Associate, 1–2 years experience
