Corporate Governance Compliance
2,506 open positions
-
Fixed Income Compliance - Vice President MorganstanleyHong Kong, Hong Kong 3mo Provide compliance advice, guidance, and challenge to the Fixed Income Division business in Asia, supporting sales and trading activities in foreign exchange, interest rate, credit, and commodity products.
-
Senior Specialist, Compliance Training CboeChicago, IL 3mo Design and deliver enterprise-wide compliance training programs, translating complex regulatory policies into clear learning experiences to support a culture of compliance and ethics.
-
Regulatory Compliance Principal PlantemoranSouthfield, US $175k3mo Lead internal audit and consulting services for financial crimes compliance, consumer protection laws, and enterprise risk management programs.
-
Trading Compliance Officer Susquehanna International Group, LLPHong Kong, Hong Kong 3mo Provide real-time advisory support and oversight of market conduct and trading risks for a quantitative trading firm in APAC.
-
Senior Analyst, TS Market Operations FinraRockville, MD (Job Posting) $72k3mo Conducts reviews and analysis of Over-the-Counter equity securities to identify potential violations of federal securities and FINRA rules, ensuring market integrity and investor protection.
-
Risk & Regulation Consultant↗ PwC PortugalLisboa, Lisbon, Portugal 3mo Support national financial institutions by developing business solutions for risk measurement, monitoring, and regulatory compliance within the banking sector.
-
Senior Manager (w/m/d) Financial Services Advisory – Risk, Regulatory & Compliance CFGI Germany GmbHRemote 3mo Senior Manager advising Fintechs, Neobanks, and traditional banks on Risk, Regulatory, and Compliance challenges, focusing on regulatory implementation, governance optimization, and digital transformation.
-
Americas Legal Counsel OpenFXRemote 3mo Strategic legal advisor focusing on financial products, partnerships, cross-border payments, cryptocurrency, and foreign exchange regulations for a high-growth fintech infrastructure company.
-
Senior Compliance Manager and Privacy Officer IdbnyNew York $160k–$180k3mo Provide advice and guidance to senior management and business lines on compliance with non-AML/BSA laws, focusing on privacy and non-lending consumer regulations (e.g., Regs E, D, DD, CC, ADA, UDAAP, Elder Abuse, E-Sign), while managing the bank's Privacy and…
-
Compliance Analyst, Expert Network AlphaSenseBengaluru 3mo Execute core compliance operations for AlphaSense's expert network platform, ensuring expert engagements meet company policies and regulatory requirements.
-
Juniora konsulter till Risk, Regulatory & Forensic – Aug 2027 DeloitteStockholm, Stockholms län, se 3mo Junior consultant supporting clients in risk management, regulatory compliance, forensic investigations, and sustainability within financial and non-financial sectors.
-
Deputy Company Secretary, ASX Group AsxSydney Office 3mo Deliver high-quality Board services, maintain governance processes, and support compliance with statutory and regulatory obligations for ASX Group's legal entities.
-
-
Legal Consultant / Negotiator - UMR (Derivatives) AxiomRemote 3mo Negotiate and review UMR (Uncleared Margin Rules)-related trading documents and other derivative documentation for a Global 500 client in the financial services sector.
-
Associate / VP, Global Markets Advisory & Contract Execution - APAC TD Bank GroupSingapore, Singapore, SG 3mo Lead negotiation and execution of capital markets legal agreements and advise clients on documentation requirements for global transactions.
-
Risk & Compliance Business Partner (m/w/d) Dela LebensversicherungenDüsseldorf 3mo Central point of contact for operational and compliance risk management, supporting management and business units in identifying, assessing, and monitoring risks.
-
(Senior) Consultant Banking Regulatory & Risk Management (m/w/d) - Hybrid in Frankfurt - 90.000€ NXT Hero GmbHFrankfurt am Main, HESSEN 3mo Consulting on regulatory and supervisory questions for banks, supporting risk management, compliance, and regulatory reporting projects.
-
Abteilungsleitung Recht / Syndikusanwalt (m/w/d) Volksbank pur eGKarlsruhe, Baden, BADEN_WUERTTEMBERG 3mo Lead the legal department and provide comprehensive legal advice to the board and business units on all legal matters.
-
Product Compliance Senior Manager - APAC Assets WiseSingapore, sg 3mo Senior Product Compliance Manager ensuring the Assets product (investing stocks/bonds via a checking account) meets regulatory requirements in Singapore and expanding to new APAC markets.
-
Finance Reporting Senior Analyst, Assistant Vice President CitiTAIPEI, Taipei City, Taiwan 3mo Lead a team to support the preparation, analysis, and submission of regulatory reports to local regulators and U.S. Federal Reserve/OCC based on applicable regulatory rules.
-
Berater/-in für Datenschutz in Voll-/Teilzeit (alle Geschlechter) DATA Security GmbHRemote 3mo Provide data protection consulting and support to companies (tax firms, auditors, lawyers) to ensure compliance with GDPR and anti-money laundering laws.
-
Governance, Processes & Controls - Asset & Wealth Management Senior Associate, Milano [OTS] PwCMilan, IT €39k3mo Transform business processes and regulatory compliance for major Asset & Wealth Management players.
-
Assistant Director - CS and Dealing WebullHong Kong, Hong Kong, HK 3mo Act as the SFC-approved Responsible Officer to take full management oversight of the firm's regulated securities businesses, focusing on institutional client business including trading, brokerage, client servicing, and operational compliance.
-
Legal & Compliance - Conflicts Clearance, VP BlackstoneSan Francisco $165k3mo VP-level legal and compliance professional managing conflicts clearance, restricted/watch lists, and information walls for a global alternative asset manager.
-
Graduate Trainee - Investment Funds (6 months) NrfLuxembourg 3mo Legal trainee supporting the Luxembourg investment funds team with regulatory procedures, legal opinions, and compliance advice for institutional and family office clients.
-
Junior-Controller (m/w/d) in Voll- und Teilzeit Raiffeisenbank Altmühl-Jura eGGreding, BAYERN 3mo Creating regular risk reports and stress tests for the supervisory board and management, participating in periodic risk inventory and strategic analysis of balance sheet, income, risk, and capital structures.
-
-
Chief Compliance Officer, Post-Trade Services TmxToronto - 100 Adelaide St W, CA 3mo Design, implement, and maintain a robust compliance program for CDS Clearing and Depository Services Inc.
-
-
Director, Asset Manager Audit & Due Diligence AbglobalMinneapolis, Minnesota $130k3mo Execute operational due diligence reviews and audit assessments of external asset managers, investment managers, fund sponsors, and strategic investment partners to evaluate governance, operational infrastructure, financial controls, compliance programs, and…
-
SEC Regulations Leader RsmWashington DC Metro 3mo Provides technical expertise on complex SEC reporting and compliance matters to engagement teams and the National Professional Standards Group, developing reporting manuals, tools, and training.
-
-
Legal Counsel, Fintech - New Payments SatispayLuxembourg, Luxembourg 3mo Provide high-level legal guidance on regulatory, contractual, and product matters within the Fintech sector, specifically for payments, e-money, and consumer credit products.
-
-
Paralegal, Compliance CartaNew Jersey $54k3mo Conduct KYC due diligence on complex private equity and fund transactions to ensure AML/CTF compliance and risk mitigation.
-
-
CST - Associate - Email CST PaytmNoida, Uttar Pradesh 3mo Manage customer grievances, executive escalations, and regulatory complaints across voice and written channels to ensure timely, compliant resolutions.
-
Company Secretary Apex Group LtdDublin, Leinster, IE 3mo Lead and manage a company secretarial team servicing approximately 900 legal entities across 112 offices worldwide, ensuring high-quality delivery under a rigorous control framework.
-
Regulatory Reporting_Director_Core Sevices MsCOMMERZ III, OBEROI GARDEN CITY 3mo Lead global independent testing programs for transaction reporting regulations, overseeing risk-based testing, identifying regulatory risks, and driving remediation of control weaknesses to ensure accuracy and timeliness of reporting.
-
Compliance & Risk Manager - 12 Month Contract DimensionalRemote 3mo Ensure regulatory obligations are met, review promotional materials, and implement process improvements to reduce manual administration in an investment management firm.
-
-
General Counsel PaxoslabsIn-Person or Remote | NYC Preferred 3mo General Counsel establishing the legal function and driving regulatory strategy for enterprise onchain financial infrastructure including stablecoins and tokenized commodities.
-
Regulatory Solutions Analyst (Judicial Orders) - México NubankRemote 3mo Ensure sustainable growth by complying with regulatory requirements regarding financial secrecy and responding to requests from Mexican authorities (CNBV) related to account freezing/unfreezing and blocked individuals.
-
Assistant Manager TheapexgroupJohannesburg, Sasol Place 3mo Assistant Manager supporting the Compliance function, managing CDD processes, team allocation, and regulatory adherence for Apex Group's regulated entities.
-
Compliance Advisor Sr. Manager, Auto Finance CapitalonePlano, TX $162k3mo Senior Manager providing second-line defense risk management and compliance advice to Auto Finance lines of business to ensure adherence to laws and regulations.
-
Chief Compliance Officer, Swap Dealer FalconXNew York $191k–$252k3mo Lead compliance operations for a registered U.S. Swap Dealer in the digital asset space, ensuring adherence to CFTC, NFA, and Dodd-Frank regulations.
-
Compliance Manager Munich ReSydney, New South Wales, AU 3mo Ensure Great Lakes Australia's direct general insurance operations satisfy local regulatory compliance obligations and manage legal matters.
-
Assistant Manager, Customer Information Maintenance Dah Sing Financial GroupHong Kong, Hong Kong, HK 3mo Ensure compliance with regulatory requirements by performing thorough checks on CRS/FATCA and facilitating the opening of cross-border accounts.
-
-
Manager, Compliance - ACE Guidelines (Dublin) PimcoDublin, IRL 3mo Lead a team to interpret and implement investment guidelines within PIMCO's proprietary compliance platform, translating client and regulatory requirements into actionable rules for portfolio management and trading.
Browse by specialty
AI Data AlignmentAI EngineeringAI Software EngineeringAndroid DevelopmentApplied AI StackAutomotive AndroidAutomotive EmbeddedAvionics SoftwareBackend EngineeringBackend Web QABrowser Extension DevBusiness IntelligenceC# BackendC# Full StackCloud SecurityConversational AI QACross-Platform MobileData & ETL QAE-Commerce BackendEmbedded LinuxEngineering ManagementEnterprise IntegrationEntry-Level EngineeringERP System QAField Service TechFinTech BackendGame Engine DevGenAI CloudGeneral FrontendGPU Compiler EngHardware VerificationHigh-Frequency TradingIndustrial AutomationiOS DevelopmentIT Support QAJava BankingJava EnterpriseJava FrontendJava MicroservicesMainframe DevelopmentManual Software TestingMedical Device SWML InfrastructureMobile App QANetwork FirmwareNode.js BackendNode.js Full StackPerformance TestingPHP Web DevQA LeadershipReact FrontendRobotics SimulationRPA AutomationSalesforce & Identity QASalesforce EngineeringSAP ABAPSecure Systems TestingSecurity ProductsServiceNow EngineeringSoftware EngineeringSoftware EngineeringSoftware EngineeringSoftware Engineering LeadershiTest AutomationWeb Automation QA
Agile Release ManagementAI InfrastructureAI InfrastructureAI Platform EngineeringApplication DevOpsAWS Kubernetes EngineeringAzure Cloud InfrastructureAzure DevOps EngineeringBroadcast & OSP EngineeringCarrier Network OperationsCloud InfrastructureCloud InfrastructureCloud Infrastructure EngineeriData Center FacilitiesDefense & Security PlatformsDesktop & IT HelpdeskDevSecOps & ClearanceEmbedded Linux & ASICEndpoint ManagementEngineering Systems AdministrationEnterprise Network AdministrationExecutive IT SupportFinancial Trading SystemsFintech Platform EngineeringGCP Cloud EngineeringGlobal Technical SupportHPC & Liquid CoolingHybrid Cloud SREIndustrial Automation & SCADAIntegration & RPAIT Infrastructure LeadershipIT Service ManagementLinux Systems EngineeringMainframe & MiddlewareManaged Cloud OperationsModern Workplace CollaborationNetwork Automation & SDNObservability EngineeringOpenShift & Container PlatformPhysical Infrastructure ProjectsPlatform EngineeringPublic Sector DevOpsSAP Basis AdministrationServiceNow Platform EngineeringSite Reliability EngineeringSolutions ArchitectSpace & Mission SystemsStorage & BackupTelecom & Hybrid ReliabilityWindows Systems Administration
Ad Tech and RankingAdministrative Compliance AnalyticsAds & Personalization MLAgentic AI WorkflowsAI Agents and SafetyAI Automation AnalyticsAI Language TrainingAI Strategy and ArchitectureAnalytics EngineeringApplied GenAI ConsultingAutonomous Driving MLAWS Databricks EngineeringAzure Data EngineeringBI Analytics EngineeringBI Visualization EngineeringBiological Discovery ResearchBiostatistics and SafetyClinical Data EngineeringClinical Laboratory ScienceComputational GenomicsComputer Vision EngineeringComputer Vision LocalizationConsulting Data ScienceConversational AI EngineeringCredit and Fraud RiskCrypto and AI ResilienceData EngineerData EngineerData EngineerData EngineerData Engineering LeadershipData Governance ComplianceData Governance EngineeringData Infrastructure AnalyticsData Science InternshipsData Strategy LeadershipDatabase AdministrationDecision Science AIDigital Marketing AnalyticsE-commerce Data EngineeringEdge AI HardwareEnterprise Data ArchitectureEntry Level InternshipsEnvironmental and GeoscienceFinancial Data EngineeringFinancial Strategy AnalyticsFood Science ResearchForward Deployed AIFraud Risk AnalyticsGCP Data EngineeringGeneral Data PlatformGenerative AI EngineeringGenerative AI SystemsGeospatial GIS AnalyticsGovernment AI SecurityHealthcare Data ScienceHealthcare Risk AnalyticsHEOR and Clinical AIHPC ML EngineeringHR Data IntegrationHR People AnalyticsInformatica Data EngineeringInsurance Actuarial AnalyticsInsurance and ActuarialIT Operations AnalyticsJava Python Data EngKnowledge Graph EngineeringLaboratory Quality AnalyticsLife Sciences AILLM Core EngineeringLLM Evaluation & AgentsLogistics Operations AnalyticsManufacturing Data SystemsManufacturing Process AnalyticsMarket Economics ResearchMarketing ExperimentationMicrosoft Fabric DataMLOps EngineeringPalantir Foundry EngineeringPharma Analytical ChemistryPharma Process DevelopmentPhysical AI DataProcurement Sourcing AnalyticsPublic Health ResearchQuantitative Finance ResearchQuantum and ImageryRisk & Fraud MLRobotics and PerceptionRobotics ML EngineeringSAP BW DataSAP Master DataSearch & Recommendation MLSecurity and ClearanceSnowflake Data EngineeringSnowflake DBT EngineeringSpeech AI EngineeringSupply Chain ForecastingSupply Chain Planning
AI Product SecurityApplication Security EngineeringCloud Infrastructure SecurityCloud Security AssessmentDetection EngineeringEmbedded Firmware SecurityEnterprise Application SecurityFacility Security ManagementGeneral Cyber DefenseGovernance Risk ComplianceIdentity & Access ManagementNetwork Firewall EngineeringOffensive Security TestingOT Industrial SecurityPhysical Guard ServicesPhysical Security EngineeringPrivacy and AI GovernanceSecurity Architecture LeadershipSecurity Program ManagementSecurity Solutions SalesSOC OperationsThreat Intelligence AnalysisVulnerability ManagementVulnerability Research
Academic Product EngineeringAdobe Experience PlatformAgile Scrum MasteryAI Agent EnablementAI Content CreationArchitectural & Interior DesignAutonomous Vehicle ProductsBanking Product DesignBroadcast Production ManagementBusiness Systems AnalysisContact Center TechnologyConversation UX DesignCreative Agency DesignCybersecurity Product ManagementData & ML ProductsDefense Systems ManagementDeveloper Tools ProductDigital Health PlatformsE-commerce MerchandisingEngineering CAD DesignEnterprise Solution ArchitectureEvent & Studio TechFrontend Engineering ManagementGame & Level DesignGaming Product ManagementGenerative AI SolutionsGovernment SaaS ProductsHealthcare AI StrategyHRIS Product ManagementIndustrial Product DesignInfrastructure & ObservabilityInstructional Design & LMSInsurance Claims TechnologyInsurance Product ManagementIT Project ManagementITSM & CRM ArchitectureLegal Tech ProductsNPI Program ManagementPLM Solution ArchitectureProduct AnalyticsProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagerSalesforce Product OwnershipSAP ERP SolutionsSemiconductor Product EngineeringSmart Manufacturing AISupply Chain Product ManagemenTechnical Program ManagementUI/UX Design SystemsUX Research
Aerospace Manufacturing QAAerospace Systems EngineeringAerospace Systems TestAnalog IC DesignASIC Physical DesignASIC Verification EngineeringAutomotive Repair TechnicianAutomotive Systems EngineeringAutonomous Vehicle QACivil Structural EngineeringCNC Machining & FabricationConstruction Project ManagementElectrical Inspection & SafetyElectronics Test EngineeringEmbedded Firmware EngineeringEnvironmental Health & SafetyFacilities Maintenance EngineeringField Service EngineeringHVAC Design EngineeringIndustrial Automation ControlsIndustrial Construction QAIndustrial Maintenance EngineeringLandscaping & Yard OpsManufacturing Process EngineeringMaterials & Chemical LabMechanical Product DesignNetwork Hardware QAPCBA Test EngineeringPharmaceutical Manufacturing EngineeringPhotonics Test EngineeringPower Electronics DesignPower Systems EngineeringProduction OperationsRF & Avionics DesignSemiconductor Process EngineeringSilicon ValidationSpacecraft Mechanical EngineeringSubstation Automation QA
Account-Based Demand GenAI Product MarketingApparel Retail ManagementBanking Relationship SalesContent Communications MarketingEnterprise AI SalesEnterprise Customer SuccessEnterprise Security SalesExperiential Sports MarketingFrontline Service SalesGeneral Business DevelopmentHealthcare Brand MarketingHigh-Incentive Sales RepsIndustrial Technical SalesIndustrial Territory SalesInsurance Lines SalesMarketing Analytics OperationsPartner Channel StrategyPayments Business DevelopmentPerformance Paid MediaPharmaceutical Clinical SalesProcurement Supply ChainRetail Trade MarketingSales Compensation OperationsSales Development RepsSEO Digital MarketingSocial Creative DesignTechnical Solutions Engineering
Automotive OperationsBanking Operations & LendingCommodity & Indirect SourcingCompliance & Contact QACompliance ManagementConstruction & Electrical ProjectsContinuous Improvement & LeanCulinary & Kitchen StaffCustodial & Building ServicesCustomer ServiceDelivery & Traffic CoordinationEducational & Correctional ProgramsEHS Compliance & SafetyEngineering Executive LeadershipEnvironmental Permitting & CarbonERP & WMS SystemsEvent Production & ConcertsExecutive & GTM RecruiterExecutive & Legal AdministrationFacilities Management & OperationsFood Safety QAGeneralist & Early Talent RecruiterGrocery Produce & DeliHealthcare OperationsHealthcare Staffing RecruiterHospitality Concessions & BarHR Business PartneringHR Operations & PayrollIT & Program ProcurementLast Mile LogisticsMaintenance Planning & ReliabilityMajor Construction Project ControlsMaterials & Inventory ControlMission & Defense OperationsOperations & TrainingOperations ManagementOperations ManagementOrganizational Change ManagementPlant & Operations LeadershipProduction Planning & SchedulingProduction SupervisionProject Coordination & AdminPublic Sector Project ManagementReal Estate & Land DevelopmentRestaurant General ManagementRetail Softgoods OperationsRobotics Deployment ProjectsSemiconductor & IE OperationsSpanish Market QAStudent Life & FraternitySupplier QualitySupply Chain StrategyTechnical & Manufacturing RecruiterTextile & Garment QCWarehouse & Distribution OperationsWarehouse Material Handling
Accounts PayableActuarial PricingBusiness AnalyticsCommercial FinanceCorporate DevelopmentCorporate Governance ComplianceCorporate TaxCost AccountingCredit RiskERP SystemsFinance AI InnovationFinancial Crime ComplianceFinancial ReportingFP&A AnalysisFrench Financial QAFund AccountingHealthcare RevenueInternal AuditPayments EngineeringPayroll AdministrationProject ControlsPublic AccountingQuality AuditingQuantitative TradingReal Estate FinanceRetail BankingSAP FinanceSurety UnderwritingThird-Party RiskTreasury OperationsWealth Advisory
Acute Care NursesBehavioral HealthCardiac Imaging TechsCardiology PhysiciansClinical DataClinical DevelopmentClinical EngineeringClinical InformaticsClinical LaboratoryClinical PharmacyClinical Project MgmtClinical Research AssociatesClinical SpecialistsComputer System ValidationDentistryDietary ServicesEmergency MedicineHealthcare RecruitingHospitalistsInfection ControlLab QC OperationsLaboratory ManagementLaboratory Quality ControlLong-Term CareMedical AssistantsMedical CodingMedical Device QAMedical Device TechsMedical EducationMedical Science LiaisonsMedical WritingNurse Case ManagersNursing AdministrationOccupational HealthOncologyPediatricsPharma Manufacturing QAPharmacovigilancePrimary CarePrivate MedicalPsychiatry PhysiciansQuality and ValidationRadiology PhysiciansRadiology TechnologistsRegulatory AffairsRehabilitation TherapistsResearch CoordinatorsRespiratory TherapistsRetail PharmacySurgerySurgical TechsTelehealth ProvidersVeterinary Medicine
Biomedical and Civil EngineeringBioprocess & AnalyticalComputational Biology and GenomicsCore Facility ResearchCorporate AI ResearchEnergy Systems & AIFaculty Administration and MedicineGeneral Academic ResearchGeneral Postdoctoral ResearchHealth Behavior StudiesMaterials and Quantum ScienceNeuroscience & PsychologyNeuroscience and NeurologyPharmacometrics & RegulatoryPhysics and Energy ResearchPolytechnic Engineering InstructionQuantum & AcceleratorRobotics & AITenure-Track FacultyTraditional Campus Instruction
← Select a job to preview