Senior Compliance Manager of Taiwan
Core
Senior Compliance Manager responsible for general compliance (70-80%) and AML/CFT (20-30%) for Taiwan business, ensuring alignment with global policies and local regulations.
Role type
Senior IC compliance manager (asset management)
Builds
Local regulatory policies, procedures, and risk-based monitoring programs for Taiwan asset management business
Domain
Asset management / Financial services / Regulatory compliance
Required skills
Knowledge of Taiwan laws and regulations, Asset management product expertise, AML/CFT knowledge, Risk-based monitoring, Policy development, Regulatory reporting, Training delivery, Cross-functional collaboration
Preferred skills
ETF experience, Post-graduate studies, Experience in funds management
Technologies
N/A
Responsibilities
Provide compliance advice and conduct risk-based monitoring, Lead policy development and review, Handle marketing material reviews, Assist with regulatory exams and reporting, Prepare management papers and reports, Manage complaints and breaches, Deliver compliance training
Seniority
Senior, hands-on IC