Senior Compliance Manager of Taiwan
Core
Senior Compliance Manager responsible for general compliance (70-80%) and AML/CFT (20-30%) for Taiwan business, ensuring alignment with global policies and local regulations.
Role type
Senior IC Compliance Manager (Asset Management)
Builds
Local regulatory policies, risk-based monitoring programs, and compliance frameworks for Taiwan operations.
Domain
Asset Management / Financial Services / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Regulatory analysis, policy drafting, risk-based monitoring, AML/CFT knowledge, stakeholder management, training delivery, cross-functional collaboration, project management, attention to detail
Preferred skills
ETF product knowledge, experience with regulatory exams, out-of-the-box thinking, commercial sense
Technologies
N/A
Responsibilities
Provide compliance advice and conduct risk-based monitoring; Lead policy development and review; Handle marketing material reviews; Prepare management reports and regulatory filings; Deliver compliance and AML training; Liaise with Global/Regional teams and internal functions (Risk, Legal, IA)
Seniority
Senior, hands-on IC