Trading Compliance Officer
Core
Provide real-time advisory support and oversight of market conduct and trading risks for a quantitative trading firm in APAC.
Role type
Senior IC trading compliance officer
Builds
Trading strategies, algorithms, and market microstructure compliance frameworks
Domain
Financial services, quantitative trading, APAC market regulation
Deliverable
client delivery
Required skills
Market regulation knowledge (APAC), algorithmic trading compliance, equity/derivatives market expertise, stakeholder management, risk-based decision making
Preferred skills
Experience in surveillance roles, commercial awareness, fast-paced environment adaptability
Technologies
None stated
Responsibilities
Develop understanding of firm's trading strategies and algos; Act as day-to-day compliance contact for Trading; Support new trading initiatives for regulatory alignment; Advise on market conduct and deliver training; Enhance trading conduct and market abuse controls
Seniority
Senior, hands-on IC
