Corporate Governance Compliance
2,499 open positions
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Senior Manager Advice Governance AmpSydney, New South Wales 2mo Lead the day-to-day operations of the Advice Governance function, ensuring effective delivery of governance, monitoring, supervision, and oversight activities for NM Super.
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Special Counsel – M&A (Superannuation, Financial Services & Funds Management) MallesonsSydney, New South Wales 2mo Senior financial services lawyer leading complex M&A, regulatory, and advisory matters for superannuation, financial services, and funds management clients.
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Customer Resolution Consultant Angle Auto FinanceSydney, New South Wales 2mo Resolve disputes and manage complaints for IDR and EDR cases while maintaining customer relationships and adhering to regulatory frameworks.
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Legal Counsel / Senior Legal Counsel (Corporate Banking) Bank Of China (Hong Kong) LimitedHong Kong, Hong Kong, HK 2mo Provide legal advice to Corporate Banking segments on products like custody, lending, cash, and trade; support fintech/digital banking projects; develop internal policies; and negotiate contracts.
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Coverage Advisory : Job Level - Vice President MsTokyo, Japan 2mo Provide compliance guidance, policy making, and training for the equity business in Japan, ensuring adherence to relevant laws and regulations.
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Senior Regulatory Compliance Manager, HK AirwallexHK - Hong Kong SAR 2mo Manage regulatory compliance programs, licensing, and risk for Airwallex's financial services in Hong Kong, serving as the primary liaison with local regulators.
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Senior Analyst, Advertising Regulation Finra9 Locations $72k2mo Reviews firm communications and sales materials for compliance with FINRA, SEC, MSRB, and SIPC advertising rules.
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Legal Counsel InvescoHouston, Texas, US $160k2mo Provide practical, business-focused legal guidance on registered investment products, regulatory matters, and public disclosures for mutual funds, closed-end funds, and ETFs.
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Manager, Compliance Monitoring RbcPERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA, MY 2mo Assessing the adequacy, adherence, and effectiveness of day-to-day controls to manage regulatory compliance risk within financial services.
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Coverage Advisory : Job Level - Vice President MorganstanleyTokyo, Japan 2mo Provide compliance guidance, policy making, and training for the equity business in Japan, supporting Sales & Trading Compliance and ensuring adherence to Japanese laws and regulations.
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Senior Manager, Compliance ProSharesBethesda, MD $100k2mo Senior compliance leader ensuring regulatory risk management and program effectiveness for ProShares' ETF business units.
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Independent Non-Executive Director (Resident), Seychelles OkxSeychelles (Remote) 2mo Provide independent challenge to strategy, risk, and conduct for a Seychelles-based virtual asset service provider, ensuring regulatory compliance and local substance.
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Compliance Director, Mutual Funds Ruike Consultancy Asia LimitedHong Kong, Hong Kong, HK 2mo Ensure compliance with SFC Code on Unit Trusts and Mutual Funds, AML/CTF requirements, and Hong Kong regulations for mutual fund operations.
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Leader, Enterprise Compliance InteracToronto $170k2mo Developing and executing multi-year enterprise compliance strategy, leading GRC programs, and providing independent oversight of regulatory risks for a major Canadian financial infrastructure organization.
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Officer, General Counsel & Risk NrfNewcastle upon Tyne, United Kingdom 2mo Screen new business acceptance for the Firm's EMEAPAC region by analyzing legal, contractual, and commercial conflicts to ensure regulatory adherence.
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Berater dezentrale Compliance (m/w/d) R+V Allgemeine Versicherung AGWiesbaden, HESSEN 2mo Coordinate decentralized compliance functions, evaluate compliance cases, and translate corporate-wide regulations into the business unit context for a German insurance group.
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Senior Legal Counsel - Regulation, Markets, and Wealth CmcmarketsLondon, GB 2mo Senior Legal Counsel supporting EMEA leadership on markets, product innovation, and regulation for a technology-driven brokerage and trading business.
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Head of Finance, Canada CoinbaseRemote CA$212k2mo Lead financial and regulatory reporting for Coinbase's Canadian regulated business, serving as the enterprise Finance authority for Canadian reporting, regulatory capital, and OSC/CIRO submissions.
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Regulatory Compliance & Risk Culture, Principal / Consultant AIA Singapore Private LimitedSingapore, Singapore, SG 2mo Manage and mitigate regulatory risk with a focus on market conduct regulatory requirements, fostering a positive risk culture through advisory, engagement, and preventive programs.
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Associate General Counsel BitGoSingapore 2mo Strategic legal leader overseeing all legal and regulatory affairs for BitGo's APAC region, advising leadership on high-stakes commercial ventures and ensuring compliance across diverse jurisdictions.
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Legal Counsel, Global Asset Manager The Profile Group (HK) LtdHong Kong, Hong Kong, HK 2mo Lead Hong Kong legal matters and assist with offshore China matters for a Global Asset Manager, focusing on fund documentation and SFC/Funds regulatory issues.
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Associate Director, CS Sales Conduct Assurance, Agency Distribution AIA International Limited.Hong Kong, Hong Kong, HK 2mo Oversee sales conduct assurance and governance for Corporate Solutions and Agency Distribution to ensure compliance with IA and MPFA regulations.
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Compliance Manager (m/w/d) - Schwerpunkt MaRisk & IKS LESORA GmbHFreiburg im Breisgau, BADEN_WUERTTEMBERG 2mo Ensuring Governance and Compliance are lived and developed, focusing on Regulatory Monitoring under MaRisk and Internal Control Systems (IKS) within a leasing company.
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Senior Compliance Officer ThehartfordLondon, UK 2mo Senior Compliance Officer providing specialist regulatory advice and oversight to ensure the Small Business portfolio operates in accordance with FCA and PRA requirements.
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Compliance Officer – Regulatory Support, Advisory &Technology Transformation PimcoTokyo, JPN 2mo Compliance Officer supporting regulatory obligations, governance, and process innovation using AI and technology solutions for PIMCO's Japan operations.
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Financial Risk Management Consultant PwCBangkok, TH 2mo Provide regulatory compliance advice and risk mitigation solutions to help organizations navigate complex regulatory landscapes and enhance internal controls.
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Stock Plan Administrator BlockchainNew York City 2mo Manage global equity programs and ensure compliance during a private-to-public company transition.
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Broker of Record (Commercial Real Estate) DexterraMississauga, ON, ca 2mo Provide regulatory oversight, professional judgment, and governance to establish and maintain a compliant commercial real estate brokerage operation in Ontario.
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Sachbearbeitung Pfändung (m/w/d) Volksbank pur eGKarlsruhe, Baden, BADEN_WUERTTEMBERG 2mo Ensure legally compliant processing of incoming garnishment and transfer orders, collection orders, provisional payment bans, and garnishment protection accounts.
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Compliance Manager CapgroupSingapore 2mo Lead the Asia Pacific exJapan Distribution, Sales and Marketing (DSM) Compliance team, providing strategic oversight, risk-based advisory, and AML/financial crime compliance support to business functions across the region.
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Ant International-Head of Legal-ANEXT Bank Ant Technology Group Co., Ltd.Singapore, Singapore, SG 2mo Lead the Bank's legal team to provide strategic counsel on digital banking products, financing transactions, and corporate governance.
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Teamleiter*in Compliance ÖKK Holding AGLandquart 2mo Lead a team of data protection and compliance specialists to build and optimize a compliance and data privacy management system, ensuring adherence to legal and regulatory requirements in the regulated financial/insurance environment.
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Juriste OPC Finance & Accounting Operation ConsultingLevallois-Perret, Ile-de-France, FR 2mo Legal officer managing the legal lifecycle of UCITS/AIF funds (OPC) for an asset management client.
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