Assistant Manager
Core
Assistant Manager supporting the Compliance function, managing CDD processes, team allocation, and regulatory adherence for Apex Group's regulated entities.
Role type
Assistant Manager, Compliance (CDD/AML)
Builds
Robust management information for boards, compliant CDD processes, and updated internal policies.
Domain
Financial Services, Compliance, Anti-Money Laundering (AML), Customer Due Diligence (CDD)
Required skills
CDD/AML procedures knowledge, Jersey Financial Services Law 1998, Code of Practice for Trust/Fund Services, AML/CFT legislation, Microsoft Office (Outlook, Word, Excel), database management, process improvement, team coaching, stakeholder communication
Preferred skills
Relevant compliance qualification, experience in regulated financial services
Technologies
Microsoft Outlook, Microsoft Word, Microsoft Excel, Apex bespoke databases
Responsibilities
Draft CDD processes and guidance, allocate and monitor CDD team workloads, ensure compliance with internal policies and external regulations, update CDD manuals, present training to business teams, QC Console records (Jersey), manage wet-ink process (Jersey), submit monthly KPI trackers (SA), liaise with business teams on onboarding and CDD deadlines
Seniority
Mid-level, hands-on IC with team management responsibilities