Investment Management Compliance, Director (AVP) /Vice President
Core
Managing regulatory risks and ensuring compliance with laws and regulations for public and private side investment management businesses across Asia.
Role type
Director/VP level compliance officer (investment management)
Builds
Regional compliance policies, training programs, and regulatory reporting for MSIM Asia.
Domain
Financial services / Investment Management / Regulatory Compliance
Required skills
Regulatory knowledge (Asia), Investment management industry expertise, Policy drafting, Training delivery, Audit coordination, Cross-border compliance analysis
Preferred skills
Experience in financial regulators, Knowledge of OTC derivatives and licensing
Technologies
N/A
Responsibilities
Advise MSIM business on compliance matters across Asian jurisdictions; Draft and maintain regional compliance policies; Conduct training sessions and communicate regulatory updates; Ensure compliance with regulatory frameworks for cross-border activities and business conduct; Assist in audit, regulatory, and licensing matters including filings; Participate in new product/business initiatives; Collaborate with compliance coverage across business lines.
Seniority
Director/VP, Senior leadership with hands-on advisory