Regulatory Compliance Principal
Core
Lead internal audit and consulting services for financial crimes compliance, consumer protection laws, and enterprise risk management programs.
Role type
Principal regulatory compliance consultant (financial services)
Builds
Compliance reviews, operational reviews, and risk assessment/planning deliverables for financial institutions
Domain
Financial services / Regulatory compliance
Deliverable
client delivery
Required skills
Financial crimes compliance expertise, consumer protection law knowledge, model risk management, enterprise risk management, client engagement management, proposal development, business development, team supervision
Preferred skills
CAMS, CRCM, CERP designations, banking vocabulary proficiency
Technologies
N/A
Responsibilities
Lead internal audit and consulting engagements; manage multiple client projects and deadlines; develop findings and recommendation reports; perform quality control reviews; supervise and develop team members; assist in preparing proposals and engagement letters; develop internal and external networks for business growth; participate in networking events and formal business development activities
Seniority
Principal, hands-on IC with leadership and business development responsibilities