Compliance Analyst, Expert Network
Core
Execute core compliance operations for AlphaSense's expert network platform, ensuring expert engagements meet company policies and regulatory requirements.
Role type
Compliance Analyst (Expert Network)
Builds
Integrity of the expert network platform and compliance program
Domain
Financial services / Expert network / Securities regulation
Deliverable
client delivery
Required skills
Expert onboarding and screening, MNPI risk assessment, compliance policy execution, regulatory process support, documentation management, incident intake and remediation tracking, compliance reporting, cross-functional partnership
Preferred skills
Familiarity with securities laws and insider trading regulations, experience in operations or administrative roles
Technologies
Compliance monitoring tools, call screening analytics, case management tools, AI-assisted productivity tools
Responsibilities
Perform expert onboarding and screening reviews; conduct pre-call, live-call, and post-call compliance reviews; support compliance monitoring tools and analytics; compile background materials for client due diligence; prepare compliance attestations and governance documentation; support incident intake and quarterly reporting; partner with Legal and Product teams; assist in developing compliance training materials.
Seniority
Entry-level to Junior (0-2 years experience)
