Finance Reporting Senior Analyst, Assistant Vice President
Core
Lead a team to support the preparation, analysis, and submission of regulatory reports to local regulators and U.S. Federal Reserve/OCC based on applicable regulatory rules.
Role type
Intermediate reporting manager (Finance)
Builds
Regulatory filings and reports for local regulators and U.S. Federal Reserve/OCC
Domain
Financial services / Regulatory Reporting
Required skills
Regulatory reporting, Financial services experience, Internal controls, Process execution, Data analysis, Risk assessment, Team leadership, Variance analysis
Preferred skills
Securities firm experience, Qualification as a senior agent (高級業務員資格條件)
Technologies
None stated
Responsibilities
Lead the support the production, review and timely submission of regulatory filings and reports to local regulators; Monitor and manage key metrics associated with reports to identify challenges and issues; Collaborate with the team to drive process improvements to enhance the accuracy, efficiency, and transparency of the regulatory reporting process; Assist senior leads during regulatory inquiries and examinations, delivering accurate information and analysis to aid regulatory reviews; Work with peers and program leaders on the implementation of regulatory changes within the reporting framework; Partner with Risk & Controls team to maintain and enhance an effective internal control's structure; Drive the analysis of financial results and conclude cause of variances.
Seniority
Intermediate manager