Corporate Governance Compliance
2,439 open positions
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Chargé d’affaires européennes H/F BdfPARIS 4mo Ensuring regulatory compliance and governance for the Bank of France's enterprise rating model (ICAS) within the European framework.
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Senior Legal Counsel TrowepriceOwings Mills, MD $145k4mo Provide legal advice and guidance on the structuring, launch, offering, governance, and operation of alternative investment vehicles including private equity, private credit, and CLOs.
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Junior Surveillance Officer | ECOMM SG Natixis-In-PortugalPorto, Porto, pt 4mo Conduct daily surveillance of electronic and voice communications to ensure compliance with rules and regulations, performing research and investigations to identify potential violations.
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Senior Analyst - Investment Compliance RenaissanceReDublin, Leinster, IE 5mo Support investment compliance processes for the investment portfolio, coding guidelines and resolving breaches.
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Associate Director / Senior Officer, Compliance Balyasny Asset Management LPHong Kong, Hong Kong, HK 5mo Develop, implement, and oversee the Compliance program for Balyasny Asset Management's Asia region business, providing counsel to investment staff on research and trading matters.
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Compliance/Risk Control Manager Olive Asset ManagementPalo Alto, CA, US $18k–$22k5mo Oversee US compliance program, manage regulatory issues, and act as appointed CCO for SEC filings and audits for a venture capital firm.
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Compliance Privacy Advisor, Manager Capitalone2 Locations $152k5mo Manager leading second-line defense privacy compliance activities, risk mitigation, and regulatory adherence for a tech-focused finance institution.
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Associate - Derivatives and Structured Products FreshfieldsLondon 5mo Derivatives Lawyer providing transactional and advisory legal services for financial institutions, corporates, and sponsors on complex derivatives and structured products.
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Regulatory Compliance, Principal BlueowlShort Hills, NJ $215k5mo Managing regulatory compliance for Blue Owl's BDCs, registered closed-end funds, and public company platforms under the Investment Company Act of 1940, while overseeing board governance and cross-functional initiatives like ESG and cybersecurity.
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Branch Office Examiner AdvisorgroupRemote $65k5mo Conducting onsite compliance examinations of financial advisor branches to assess adherence to regulations and firm policies.
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Head of Corporate Services Talentvis Singapore Pte. Ltd.Singapore, Singapore, SG 5mo Lead corporate secretarial and administration services for offshore entities across multiple jurisdictions, ensuring regulatory compliance and operational excellence for an international client base.
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Deputy CCO - Sanctions Officer RobinhoodVilnius, Lithuania €73k5mo Lead oversight, development, and execution of the firm's compliance framework as the ultimate subject matter expert on international financial sanctions, ensuring robust EU sanctions controls and regulatory alignment.
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Consultant Banking – Regulatory Compliance & KYC (m/w/d) Ambior GmbhBerlin (Berlin) / Baden-Württemberg (Stuttgart) / Bayern (München) / Brandenburg (Potsdam) / Bremen (Bremen) / Hamburg (Hamburg) / Hessen (Wiesbaden) / Mecklenburg-Vorpommern (Schwerin) / Niedersachen (Hannover) / Nordrhein-Westfalen (Düsseldorf) / Rheinland-Pflaz (Mainz) / Saarland (Saarbrücken) / Sachsen (Dresden) / Sachsen-Anhalt (Magdeburg) / Schleswig-Holstein (Kiel) / Thüringen (Erfurt) 5mo Consulting on regulatory compliance, AML, and KYC processes for German cooperative banks and financial institutions.
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Senior Associate – Compliance Solutions Aptitude AsiaSingapore, Singapore, SG 5mo Manage and deliver comprehensive corporate compliance services, including AML screening and risk assessments, to a diverse portfolio of external clients in asset management/financial services.
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Manager Risk & Compliance BdoUtrecht, UT, nl 5mo Managing risk and compliance processes, leading a team of 20, and advising clients on governance and risk management measures.
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Juriste droit financier H/F Arkéa Asset ManagementBrest, Bretagne, FR 5mo Legal pilotage of the group's refinancing policy and financial savings support within the banking sector.
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Senior Corporate Broker CmcmarketsLondon, GB 5mo Senior Corporate Broker supporting private companies and investors in capital raising, M&A, and regulatory compliance within the private markets and fintech sector.
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ED, Commodities Attorney MorganstanleyNew York, New York, United States of America $165k–$275k5mo Vice President level attorney providing legal and regulatory coverage for physical and financial commodities trading activities across energy, metals, power, and environmental products.
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Senior Regulatory Counsel (Securities) ProSharesBethesda, MD $230k5mo Senior legal partner providing business-oriented advice on securities law and regulatory matters for ProShares' ETFs, commodity pools, and mutual funds.
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AGC - Corporate, Securities and Compliance FreshworksSan Mateo, CA, us $270k5mo Provide primary legal support for SEC reporting, corporate governance, enterprise risk management, and securities compliance for a global publicly traded technology corporation.
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Senior Compliance Officer TeyaLondon 5mo Strengthen the second-line compliance function by providing regulatory product oversight, enabling growth, and safeguarding integrity in a high-growth fintech environment.
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Tax&Legal | Associate Derecho Regulatorio (Madrid) PwCMadrid, ES 5mo Provide regulatory advice on financial norms to banks, fintechs, payment entities, and insurers; analyze applicable regulations (MiFID II, PSD2, CNMV, Banco de España, EBA, ESMA); support authorization requests and regulatory compliance projects.
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Corporate Secretarial Assistant Manager/Manager TheapexgroupSingapore, Suntec Tower 2 5mo Manage full-spectrum corporate secretarial operations for over 100 Singapore entities including funds, partnerships, and VCCs, ensuring compliance with ACRA and IRAS regulations.
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Senior Consultant - Risk and Compliance SiaToronto, ON, ca 5mo Advise financial institutions on regulatory compliance, operational risk management, and control design to ensure adherence to North American regulations.
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Legal Counsel (Netherlands or U.K) OpenFXEU - Netherlands 5mo Strategic legal advisor focusing on licensing (MiCAR/PSD2), financial product development, and partnerships for a cross-border payment infrastructure company.
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Manager Regulatory Data Management (m/w/d) DeloitteDüsseldorf 5mo Central point of contact for banking clients to drive strategic and operational development of data management in reporting, finance, risk, controlling, and compliance.
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Associate Principal Analyst, Advertising Regulation Finra15 Locations $84k6mo Independently reviews complex public communications submitted by firms for compliance with FINRA, SEC, MSRB, and SIPC advertising rules and regulations.
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Compliance, Principal (General) AiaKuala Lumpur, MY-AIA Malaysia 6mo Managing the Compliance Department as a second line of defense to assess, mitigate, and control regulatory and market conduct risks while fostering an ethics culture.
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Compliance Officer / MLRO Switzerland & Liechtenstein KeyrockRemote 6mo Ensure compliance with Swiss and Liechtenstein laws and regulations for a digital asset market maker and wealth management firm, acting as the Money Laundering Reporting Officer (MLRO).
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AVP, Wholesale Wealth Management Compliance (Financial Institution Department) CMB Wing Lung BankHong Kong, Hong Kong, HK 6mo Ensure regulatory compliance, conduct risk assessments, and develop policies for Wing Lung Bank's wholesale wealth management business and platform.
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(Junior) Outsourcing & Business Continuity Manager (m/w/d) Mobility Concept GmbHRemote 6mo Support the establishment, maintenance, and development of enterprise-wide governance structures and Business Continuity Management (BCM) with a focus on service provider control and regulatory requirements.
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Consultant Meldewesen / Regulatory Reporting Banking (m/w/d) Sopra-SteriaRemote 6mo Implement new regulatory requirements for banks and financial service providers in regulatory reporting and reporting matters.
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Compliance Operations Associate VoleonBerkeley, CA 6mo Implement and administer the investment advisory compliance program for an SEC-registered investment adviser and NFA commodity pool operator.
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LeiterIn Recht (w/m/d) Sparkasse Münsterland OstRemote 90k–103k6mo Lead the Legal Department for a regional German savings bank, providing strategic legal guidance to the Board and committees on banking, capital markets, and corporate law.
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Spezialist - Meldewesen (m/w/d) PASS IT-Consulting GmbH & Co KGRemote 6mo Specialist in regulatory reporting for the banking sector, ensuring compliance with national and European supervisory laws and managing reporting to authorities.
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Compliance Officer - Fixed Income Susquehanna International Group, LLPBala Cynwyd (Philadelphia Area), Pennsylvania 6mo Provide real-time regulatory guidance and compliance oversight to the firm's fixed income trading and sales teams, ensuring business activities comply with relevant regulatory requirements and internal policies.
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Associate Manager - Company Secretary Principal FinancialHyderabad, India 6mo Manage corporate governance, board meeting administration, statutory compliance, and minute drafting for a financial services group.
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Senior Regulatory & Compliance Specialist (m/w/x) QPLIX GmbHRemote 6mo End-to-End responsibility for building and developing regulatory and compliance structures, acting as a trusted partner for senior management to ensure alignment with regulatory requirements while maintaining efficiency.
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Inspecteur CIF et PSFP H/F AMF - Autorité des Marchés financiersRemote 6mo Supervise and conduct inspections of financial investment advisors (CIF) and crowdfunding service providers (PSFP) to verify regulatory compliance and good conduct rules.
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董事总经理 DAOKOU Business Services LimitedHong Kong, Hong Kong, HK 6mo Lead and oversee the execution of the company's proprietary funds strategy, establishing and maintaining a robust risk management framework to ensure all fund operations comply with strict regulatory standards.
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