Regulatory Reporting_Director_Core Sevices
Core
Lead global independent testing programs for transaction reporting regulations, overseeing risk-based testing, identifying regulatory risks, and driving remediation of control weaknesses to ensure accuracy and timeliness of reporting.
Role type
Director-level independent testing lead (regulatory reporting & ops risk)
Builds
Independent assurance over transaction reporting across multiple global regimes
Domain
Financial services / Regulatory reporting / Operations Risk
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Regulatory reporting expertise, Independent testing program leadership, Global team management, Stakeholder influence, Data analytics & automation, Issue governance
Preferred skills
Knowledge of MiFID II, EMIR, SFTR, CAT, CFTC, SEC, CSA, HKMA, MAS, JFSA, ASIC, BOI, AI/ML application in testing
Technologies
Power BI, Alteryx, AI, automation tools
Responsibilities
Lead global independent testing programs covering transaction reporting regulations; Provide oversight of cyclical, diagnostic, thematic, and data-driven testing activities; Drive identification, escalation, governance, and remediation of regulatory reporting issues; Partner with senior stakeholders to deliver regulatory change and control enhancements; Champion automation, data analytics, and process improvement; Lead, coach, and develop a global team; Manage direct reports and career development
Seniority
Director, hands-on IC with team leadership
