Chief Compliance Officer, Post-Trade Services
Core
Design, implement, and maintain a robust compliance program for CDS Clearing and Depository Services Inc. (CDS) and the Canadian Derivatives Clearing Corporation (CDCC), ensuring adherence to legal and regulatory frameworks for these systemically important Financial Market Infrastructures (FMIs).
Role type
Executive-level Chief Compliance Officer (CCO)
Builds
End-to-end compliance frameworks, annual PFMI disclosures, and regulatory reporting for clearing agencies
Domain
Financial services, capital markets, clearing and settlement systems
Required skills
Compliance strategy, regulatory engagement, risk management, policy development, incident/crisis management, board reporting, stakeholder collaboration
Preferred skills
Canadian securities/derivatives expertise, French language proficiency
Technologies
None stated
Responsibilities
Lead compliance strategy and oversight, prepare and certify Annual Compliance Reports, manage incident/crisis scenarios, liaise with regulators (CSA, Bank of Canada), and advise business lines on compliance matters
Seniority
Executive, Board-level reporting