Chief Compliance Officer, Post-Trade Services
Core
Design, implement, and maintain a robust compliance program for CDS Clearing and Depository Services Inc. (CDS) and the Canadian Derivatives Clearing Corporation (CDCC), ensuring adherence to legal and regulatory frameworks for these systemically important Financial Market Infrastructures (FMIs).
Role type
Executive-level Chief Compliance Officer (CCO)
Builds
End-to-end compliance frameworks and assurance programs for clearing agencies
Domain
Financial Market Infrastructures (FMIs), Clearing, Settlement, Derivatives
Deliverable
Production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work -> Compliance frameworks, policies, and regulatory reporting
Required skills
Compliance strategy design, Regulatory engagement, Risk management collaboration, Policy development, Crisis/incident management, Board reporting, PFMI compliance, AML/KYC oversight
Preferred skills
Canadian securities expertise, Derivatives clearing knowledge, French language proficiency
Technologies
None explicitly listed
Responsibilities
Lead compliance culture and strategy, Assess and adapt compliance frameworks, Serve as strategic advisor on regulatory changes, Maintain policies and procedures, Collaborate with CRO on risk mitigation, Lead PFMI compliance program, Liaise with regulators (CSA, Bank of Canada), Prepare Annual Compliance Report, Manage incident response and crisis scenarios, Update recovery and wind-down plans
Seniority
Executive (C-suite), Board reporting