Corporate Governance Compliance
2,508 open positions
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Investment Management Compliance, Director (AVP) /Vice President MorganstanleySingapore, Singapore 3mo Managing regulatory risks and ensuring compliance with laws and regulations for public and private side investment management businesses across Asia.
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Legal & Compliance - Japan Compliance, VP/SVP BlackstoneTokyo 3mo VP/SVP leading Legal & Compliance for Blackstone's Japan business, ensuring adherence to Japanese financial regulations and supporting regional initiatives.
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Associate General Counsel, Capital Markets Finra2 Locations $158k3mo Directs the complete life cycle of adopting new regulatory requirements and provides expert legal advice to the Board of Governors and senior management on complex securities market rule changes.
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Compliance Officer TheapexgroupDalian 3mo Trusted adviser and business partner ensuring Apex China practices adhere to local regulatory requirements and Apex Group policies.
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Manager, Compliance - ACE Guidelines (Dublin) PimcoDublin, IRL 3mo Lead a team to interpret and implement investment guidelines within PIMCO's proprietary compliance platform, translating client and regulatory requirements into actionable rules for portfolio management and trading.
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Referent Meldewesen und Regulatorik (m/w/d) Jan Pethe Interim Management & Consulting GmbHRemote 3mo Create and monitor regulatory reports and filings to national supervisory authorities; prepare, analyze, and ensure quality of data for regulatory purposes.
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Member of Legal, Trading & Licensing AnchorageUnited States 3mo Primary subject matter expert on CFTC and NFA firm-level licensing, guiding the business through the end-to-end registration lifecycle and providing legal counsel on OTC and cleared derivatives.
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Compliance Manager (m/w/d) Scalable-GMBHBerlin, BE, de 3mo Monitor securities and capital market compliance, implement regulatory projects (MiFID II, WpHG), and optimize internal processes using modern tools and AI.
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Associate (m/w/d) im Bereich Banking & Finance, Frankfurt Schalast Law TaxFrankfurt am Main, HESSEN 3mo Legal advisory for banks, financial services, and securities trading firms on banking law and regulatory matters, including financing, project finance, real estate finance, syndicated loans, FinTech, and digital business models.
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Senior Consultant - Risk & Regulatory Compliance SiaHong Kong, Hong Kong, HK 3mo Senior Consultant delivering operational strategy, regulatory compliance reviews, and internal control assessments for banks and financial institutions in Hong Kong and APAC.
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Sr. Counsel, Digital Assets EarlywarningNew York City, US 3mo Sr. Product Counsel advising on legal and regulatory issues for innovative payment solutions, digital assets, and blockchain technologies.
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Wissenschaftliche Mitarbeit (m/w/d) Finanzaufsichtsrecht, Frankfurt Gleiss Lutz RechtsanwälteFrankfurt am Main, HESSEN 3mo Research assistant supporting lawyers in financial regulatory law, conducting legal research, analyzing cases, and drafting documents for financial institutions.
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[쿠팡파이낸셜] 사내 변호사 CoupangSeoul 3mo In-house legal counsel driving business strategy and regulatory compliance for a fintech subsidiary of a major retailer, enabling innovative financial products and services.
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Leiter/in - Finanz- und Rechnungswesen Deloitte Services Wirtschaftsprüfungs GmbHWien,Innere Stadt, WIEN €44k3mo Advise national and international financial institutions (banks, asset managers, crypto providers) on regulatory compliance and governance optimization.
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Head of Investments Legal, Asia Pacific InvescoHong Kong, Hong Kong 3mo Lead legal support for investment, trading, and operational activities across the Asia Pacific region, with a specific focus on private markets and fund formation.
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Director, Compliance CrosscountrymortgageRemote USA 3mo Strategic leadership and oversight of Compliance Operations, Testing, and Quality Assurance functions to ensure effective execution of the Compliance Management System and mitigate regulatory risk.
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Functional Training Coordinator SatispayLuxembourg, Luxembourg 3mo Own the strategy, coordination, and continuous improvement of function-specific training within the Product Compliance team to ensure teams have fintech-specific knowledge and practical skills.
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Analyst, Index Governance Operations S&P GlobalNew York, New York $95k3mo Managing and maintaining the S&P DJI methodology document library to ensure regulatory compliance and clarity for investment benchmarks.
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Investment Guideline Monitoring (Charles River, Rule Coding & Investment Guidelines) Optimus E2ELondon, England, GB 3mo Implementation and coding of regulatory and contractual investment guidelines in Charles River to ensure compliance.
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Compliance Analyst MlpNew York, New York, United States of America $70k–$160k3mo Support the Firm's global compliance program, records, and systems including regulatory filings, examinations, investigations, and audits.
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Compliance Officer CmcmarketsLondon, GB 3mo Second Line of Defence Compliance Officer providing regulatory advice and risk-based monitoring oversight for CMC's UK regulated firms.
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Compliance Advisor Senior Manager CapitaloneMcLean, VA, US $178k3mo Senior Manager providing strategic compliance support and risk management for the 'New to Credit' credit card business segment.
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H/F Manager - ALM & Liquidity Risk Advisory CapteoParis, Ile-de-France, FR 3mo Advisory role supporting banks and insurers in ALM and liquidity risk management, regulatory compliance, and strategic governance.
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Safeguarding Controller - APAC WiseSingapore, sg 3mo Ensure APAC safeguarding control framework compliance for payments, e-money, and investment businesses; coordinate first-line defense assurance and regulatory reporting.
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Associate Director, Transaction Management, Capital Partners CITIC CLSAHong Kong, Hong Kong, HK 3mo Provide legal and transaction support for Private Equity fund investments, including deal documentation, closing, and regulatory compliance across Asia Pacific.
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Compliance Officer Trading212Limassol 3mo Provide expert compliance advice and ensure regulatory standards are met across products and services, covering product governance, complaints management, and conduct risks.
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Financial Regulatory Reporting Manager MicrosoftIreland, Dublin, Dublin 3mo Own the preparation and submission of financial and prudential regulatory returns to the Central Bank of Ireland, ensuring accuracy, completeness, and timeliness.
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Legal Counsel Capital.ComWarsaw, Mazowieckie, Poland 3mo Legal Counsel supporting global expansion, authorizations, and regulatory compliance for a trading platform.
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Director, Legal Counsel - LATAM & Canada PayPalMexico City, Ciudad de Mexico, Mexico 3mo Director of financial regulatory legal counsel guiding PayPal's operations in LATAM and Canada on compliance, risk management, and business strategy.
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Compliance Assistant / Sachbearbeiter Compliance & Recherche (m/w/d) proJob Personal- und Unternehmensberatung GmbHRemote 3mo Conducting research and background checks in public, legal, and economic databases to support client onboarding and compliance processes for an international insurance brokerage group.
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Senior Corporate & Governance Paralegal InspirebrandsAtlanta Support Center, US 3mo Senior Paralegal driving corporate governance processes, supporting Board and executive-level activities, and ensuring compliance with securities law and regulatory best practices.
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VP Fintech Lending Counsel (Hybrid) The BancorpSioux Falls, South Dakota 3mo VP providing practical legal advice and support for The Bancorp's Fintech-sponsored lending activities, including product design, implementation, and ongoing program support.
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Multiple Principal and Non Sole Responsible Officer (RO) Vacancies (SFC Types 1, 4, 9) HARBRIDGE PARTNERSRemote $240k–$360k3mo Act as a Principal or Non-Sole Responsible Officer (RO) for SFC licensed entities in Asset Management and Private Equity/Family Office, ensuring compliance with SFC regulations.
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VP, Compliance Advisory (Asia) Danos GroupSingapore, Singapore, SG 3mo VP-level compliance professional providing advisory support to an investment management platform across Asia, covering public and private markets.
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Head /Deputy Head of Legal and Compliance Hercules Search Consultation CompanyHong Kong, Hong Kong, HK 3mo Lead the Legal & Compliance function for a Chinese investment bank in Hong Kong, focusing on Investment Banking Division compliance, IPO sponsoring, and SFC licensing.
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Company Secretary, Not for Profit Charity, Dublin Accountancy SolutionsDublin, Leinster, IE 3mo Manage all Company Secretarial matters for a large National Charity delivering services to people with disabilities via a network of centers across Ireland.
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Senior Manager, Investment Products AsxSydney Office 3mo Senior leadership role overseeing the admission, supervision, and regulatory framework for ASX's quoted investment products (ETFs, managed funds, warrants) to ensure market integrity.
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Consumer Compliance and CRA Analyst NubankVirginia 3mo Build and operationalize Community Reinvestment Act (CRA) infrastructure and consumer compliance for a US national bank charter, including developing a CRA Strategic Plan and advising on product compliance.
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Director, Equities Compliance Advisory - TD Securities (US) TD Bank GroupNew York, NY, US $200k–$225k3mo Director leading the Equities Compliance Advisory team, providing real-time risk-focused guidance to equities sales and trading businesses to ensure alignment with regulatory requirements and supervisory expectations.
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Legal Counsel Qred Bank ABStockholm, Sweden 3mo End-to-end ownership of day-to-day legal operations, bridging complex regulatory frameworks and commercial execution for a fintech scale-up.
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Manager Regulatory, Risk & Compliance Transformation Hub (Financial Services) (w/m/d) EY Consulting GmbHEschborn, Taunus, HESSEN 3mo Advise leading financial institutions, central banks, and regulators on regulatory, risk, and compliance transformation, integrating modern technologies and data-driven solutions.
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