Corporate Governance Compliance
2,511 open positions
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Senior Product Compliance Manager OkxHong Kong, Hong Kong SAR; Singapore, Singapore 1mo Senior individual contributor responsible for embedding compliance into the product lifecycle, reviewing new products and material changes, and delivering risk-based compliance assessments to ensure regulatory positioning is protected.
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Manager, Regulatory Reporting RbcPERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA, MY 1mo Prepare and oversee regulatory reports, management analytical packages, and ad-hoc analyses for regulatory, audit, and management inquiries.
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Spezialist Wertpapier- & Zahlungsverkehr / Nachlassmanagement (m/w/d) Knoop Personal-Service GmbHMölln, Kreis Herzogtum Lauenburg, SCHLESWIG_HOLSTEIN 1mo Handling complex estate management cases and securities/payment transactions for a regional bank, ensuring regulatory compliance and risk mitigation.
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Sr Manager - Legal & Compliance, Japan FiservTokyo, Roppongi, JP 1mo Establishing legal, regulatory, and compliance frameworks for Fiserv's Japan operations, including entity management, corporate governance, and commercial transactions.
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Managing Director, Head of Ireland Legal StatestreetDublin 2, Ireland 1mo Senior legal leadership for State Street's depositary, custody, and fund administration services in Ireland, providing regulatory counsel and governance advice.
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Regulatory and Privacy Manager ManulifeMakati City, PH 1mo Supports the Chief Compliance Officer in overseeing privacy laws, regulatory requirements, and internal policies across Manulife's Philippine operations to ensure adherence to local laws and global standards.
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VP/Counsel - Private Wealth Management AbglobalNashville, Tennessee, US 1mo Provide practical, business-oriented legal advice and support to the Private Wealth Management business, covering product development, client arrangements, and regulatory compliance for investment adviser and broker-dealer activities.
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Lead - Rewards 3 GenpactRemote $81k1mo Functional lead for all equity plan administration, including end-to-end management of global equity and ESPP plans, SEC insider transaction reporting, and regulatory compliance.
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Consultant Senior Conformité & Contrôle Interne - Entreprises d'Investissement F/H PwCNeuilly-sur-Seine, FR 1mo Senior consultant providing regulatory compliance and internal control expertise to investment firms, helping them manage risks and achieve regulatory approvals.
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Correspondence Governance Manager TalSydney, New South Wales 1mo Strengthen governance and oversight for customer correspondence and mandatory communications to ensure compliance and accuracy.
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Advisor - Charitable Fundraising and Not for Profits NSW Department of Customer ServiceNew South Wales $117k1mo Lead the effective administration and regulation of charitable fundraising entities across New South Wales, ensuring legislative compliance and strong regulatory outcomes.
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Senior Legal Counsel Greenstone Financial ServicesBella Vista, New South Wales 1mo Senior in-house legal advisor providing strategic legal counsel on commercial, regulatory, and governance matters for a financial services distributor.
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Senior Legal Counsel, Financial Crime Legal Commonwealth-Bank-Of-AustraliaSydney, New South Wales 1mo Provide strategic legal advice on financial crime risk management, regulatory compliance, and major reforms for a major Australian bank.
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Ombudsman, Banking and Finance AfcaMelbourne, Victoria 1mo Determine complex and significant disputes across banking, lending, credit, and financial difficulty matters to deliver fair, independent outcomes for consumers.
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Advogado Regulatório Especialista | Regulatory Specialist Stark BankSão Paulo, SP 1mo Ensure Stark Bank's compliance with Brazilian Central Bank regulations and facilitate regulatory approvals for products and corporate operations.
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Regulatory Reporting Associate SchonfeldNew York $120k1mo Execute regulatory filings and ownership disclosures for a global hedge fund, ensuring accurate data aggregation and compliance across multiple jurisdictions.
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Company Secretary, family Office Gravitas Recruitment GroupHong Kong, Hong Kong, HK 1mo Manages corporate governance, compliance, and offshore entity administration for high-net-worth clients, ensuring regulatory adherence across multiple jurisdictions.
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Analyste opérations, communication financière et extra-financière des sociétés cotées H/F AMF - Autorité des Marchés financiersParis, Ile-de-France, FR 1mo Represent the French Financial Markets Authority (AMF) in managing a portfolio of listed companies, overseeing financial operations, sector analysis, and the transition to sustainable finance.
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Senior Compliance Associate CoinbaseRemote - Luxembourg €112k1mo Strategic advisor and second-line defender leading compliance framework development, regulatory engagement, and consumer protection monitoring for Coinbase Luxembourg S.A.
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Compliance Analyst ExperianMumbai, in 1mo Managing day-to-day compliance activities, regulatory stakeholder management, open issue tracking, and preparing deliverables for governance meetings and regulators.
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Trade Surveillance - Senior Associate/ Associate JPMorgan Chase & Co.Dublin, Leinster, IE 1mo Monitor and analyze trading activities and electronic communications for the Corporate Investment Bank and Asset/Wealth Management to detect violations of firm policies and regulatory requirements.
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Legal Counsel (Corporate Housekeeping and Licensing) CoinsTaguig City, Metro Manila, Philippines 1mo Provide legal counsel on corporate governance, housekeeping, and licensing for a regulated crypto exchange in the Philippines.
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Complaints Officer (FOS) LendableLondon/Kent 1mo Resolve complex customer complaints and disputes for loans, credit cards, and auto-finance products in a regulated fintech environment, ensuring fair outcomes and preventing escalation to the Financial Ombudsman Service.
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Senior Counsel, Fixed Income RaymondjamesNew York, New York - United States $100k–$110k1mo Provide dedicated legal support to the GreensLedge Capital Markets business, advising investment banking and capital markets professionals on transactional, regulatory, and advisory matters with a focus on structured credit and securitized products.
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Senior Director Compliance Monitoring & Surveillance EmpowerNationwide Remote, US $145k1mo Leads compliance monitoring and surveillance strategy, detection of control gaps/violations, and risk-based oversight for front-office functions (Personal Wealth, Workplace Solutions) to ensure adherence to SEC, FINRA, DOL, and state regulations.
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Lead Counsel - Wealth Capital Markets Product - Vice President CitiDUBLIN, Ireland 1mo Lead Counsel providing real-time legal support, transactional advice, and regulatory compliance for Wealth Capital Markets products (securities, derivatives, structured products) to front-office trading desks and business units in the UK, Europe, and Middle…
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Associate General Counsel Senior – Corporate Securities & Finance Attorney ElevancehealthIN-INDIANAPOLIS, 220 VIRGINIA AVE, US 1mo Senior legal advisor for securities law, public company reporting, corporate finance, and investment/derivative transactions.
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Manager, Investment Compliance - Wealth Management NtrsChicago, IL, US $115k1mo Senior compliance professional overseeing investment compliance, risk management, and policy governance for Northern Trust's Wealth Management Investment Practice.
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Distribution Compliance Officer AmeripriseLondon, United Kingdom 1mo Provide regulatory advice and compliance support for cross-border distribution of UCITS, AIFs, and financial services across Europe and Latin America.
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Senior Manager, Senior Counsel - Fair Lending CapitaloneMcLean, VA, US $183k1mo Enterprise-wide legal expert on fair lending and adverse action laws, shaping antidiscrimination practices across Consumer Card, Retail Bank, Auto, and Shopping businesses.
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Manager, Partnership Distribution Governance PrudentialKuala Lumpur, MY 1mo Oversee partnership distribution governance processes, controls, and regulatory compliance for insurance/financial services.
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Capital Markets Operational Risk Analyst RegionsAtlanta, GA - Regions Plaza Office, US $88k1mo Conducts compliance reviews and oversight of legal entities, business units, and processes to ensure operational risk management framework execution.
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Head of Risk, Compliance & Legal Skip LoansSydney, New South Wales 1mo Lead risk, compliance, and legal functions to enable scalable growth for a fintech lender, ensuring regulatory adherence and operational resilience across credit, privacy, and financial crime domains.
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Senior Compliance Advisor Suncorp BankBrisbane, Queensland 1mo Advise executives and business leaders on compliance obligations, regulatory impacts, and control effectiveness within the insurance sector.
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Compliance Manager HowdenSydney, New South Wales 1mo Shape and implement practical compliance frameworks for the ARMS business (discretionary mutual trusts) within a rapidly growing insurance broker.
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Director, Corporate and Securities Counsel Advanced Micro Devices, IncSanta Clara, California 1mo Provide strategic legal support for corporate, securities, and governance matters in a public company environment.
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Senior Counsel, Risk BrexNew York, NY $270k1mo Own legal response to disputes, incidents, collections, and regulatory inquiries for a fintech platform, acting as the connective tissue between Legal, Compliance, Risk, and Operations.
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Práctica Profesional Compliance Principal FinancialSantiago, Chile 1mo Support the Compliance area by analyzing data and regulatory information to identify process improvements and maintain the regulatory inventory.
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Director, Legal Compliance FlagshippioneeringincFlagship Pioneering 1mo Design and operationalize a ground-up compliance program for government contracts, grants, and financial services/capital markets activities.
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Compliance Manager - Singapore BvnkRemote 1mo Ensure BVNK's Singapore business operates in line with regulatory obligations while enabling expansion in a key APAC market.
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Werkstudent im Bereich Legal / Compliance (d/m/w) NYALA Digital Asset AGBerlin / Remote 1mo Assist in the legal development of NYALA's crypto asset offering, implement regulatory requirements, and communicate with supervisory authorities regarding blockchain technology.
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Teamleider Service Centre Client Onboarding BdoEindhoven, NB, nl 1mo Leading a team of junior and mid-level analysts to execute timely, complete client onboarding and conflict of interest (COI) investigations for BDO clients, ensuring compliance with Dutch financial regulations.
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Product Manager Custody CMS↗ Yes Bank 1mo Define and drive the Custody CMS product strategy, ensuring regulatory compliance and operational efficiency while leading cross-functional teams.
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Business Acceptance Lawyer / Advisor FreshfieldsLondon, GB 1mo In-house legal advisor shaping internal risk processes for client and matter onboarding, focusing on conflicts, AML, and regulatory compliance.
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Compliance Associate CeritypartnersLouisville, KY, US 1mo Support the Firm's compliance program across affiliated entities to ensure adherence to regulations, firm policies, and client obligations.
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Chief of Staff (f/m/d) kiutra GmbHRemote 1mo Strategic partner to the Managing Director in a deep-tech quantum cooling company, handling corporate governance, compliance, financing, and cross-functional coordination.
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